Form 4 for AEIS ADVANCED ENERGY INDUSTRIES INC
Accepted 2025-05-06 00:00:00 ET · period of report 2025-05-02 · accession 0000950170-25-064770 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-05-06 | 2025-05-03 | AEIS | BEARD GRANT H | Dir | M - OptEx | — | +2,773 | 66.1K | +4% | — |
| DM | 2025-05-06 | 2025-05-03 | AEIS | BEARD GRANT H | Dir | M - OptEx | $0.00 | -2,773 | 0 | -100% | $0 |
| DM | 2025-05-06 | 2025-05-02 | AEIS | BEARD GRANT H | Dir | A - Grant | $0.00 | +3,186 | 3,029 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-03 | M | A | 2,616 | — | 65,766 | D | — | — | (F1) On May 3, 2024, the reporting person was granted 2,616 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2025-05-03 | M | A | 157 | — | 66,120 | D | — | — | (F2) In April 2024, the compensation committee approved an increase in the annual equity grant of restricted stock units to Mr. Beard for services as chair of the board from $50,000 to $65,000, effective with the May 3, 2024 grant; however, Mr. Beard only received $50,000 of restricted stock units. To true-up his 2024 grant, the compensation committee approved a grant on May 2, 2025, of 157 restricted stock units, which vested one day following the date of grant (the vesting date for the May 2024 awards). Restricted stock units convert to common stock on a one-for-one basis. (F3) Amount includes 197 shares acquired through the dividend reinvestment plan since the reporting person's last Form 4. |
| 3 | Derivative | Restricted Stock Units | 2025-05-03 | M | D | 157 | $0.00 | 0 | D | — · — to — | 157 Common Stock | (F2) In April 2024, the compensation committee approved an increase in the annual equity grant of restricted stock units to Mr. Beard for services as chair of the board from $50,000 to $65,000, effective with the May 3, 2024 grant; however, Mr. Beard only received $50,000 of restricted stock units. To true-up his 2024 grant, the compensation committee approved a grant on May 2, 2025, of 157 restricted stock units, which vested one day following the date of grant (the vesting date for the May 2024 awards). Restricted stock units convert to common stock on a one-for-one basis. (F5) Restricted stock units are not exercisable and do not have an expiration date. |
| 4 | Derivative | Restricted Stock Units | 2025-05-03 | M | D | 2,616 | $0.00 | 0 | D | — · — to — | 2,616 Common Stock | (F6) On May 3, 2024, the reporting person was granted 2,616 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units covert to common stock on a one-for-one basis. (F5) Restricted stock units are not exercisable and do not have an expiration date. |
| 5 | Derivative | Restricted Stock Units | 2025-05-02 | A | A | 157 | $0.00 | 157 | D | — · — to — | 157 Common Stock | (F2) In April 2024, the compensation committee approved an increase in the annual equity grant of restricted stock units to Mr. Beard for services as chair of the board from $50,000 to $65,000, effective with the May 3, 2024 grant; however, Mr. Beard only received $50,000 of restricted stock units. To true-up his 2024 grant, the compensation committee approved a grant on May 2, 2025, of 157 restricted stock units, which vested one day following the date of grant (the vesting date for the May 2024 awards). Restricted stock units convert to common stock on a one-for-one basis. (F5) Restricted stock units are not exercisable and do not have an expiration date. |
| 6 | Derivative | Restricted Stock Units | 2025-05-02 | A | A | 3,029 | $0.00 | 3,029 | D | — · — to — | 3,029 Common Stock | (F4) Represents an annual grant of restricted stock units to the reporting person on May 2, 2025 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date. (F5) Restricted stock units are not exercisable and do not have an expiration date. |