Form 4 for AEIS ADVANCED ENERGY INDUSTRIES INC
Accepted 2025-05-06 00:00:00 ET · period of report 2025-05-02 · accession 0000950170-25-064785 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-06 | 2025-05-03 | AEIS | Roush John A | Dir | M - OptEx | — | +2,093 | 37.8K | +6% | — |
| D | 2025-05-06 | 2025-05-02 | AEIS | Roush John A | Dir | A - Grant | $0.00 | +2,313 | 2,313 | New | $0 |
| D | 2025-05-06 | 2025-05-03 | AEIS | Roush John A | Dir | M - OptEx | $0.00 | -2,093 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-03 | M | A | 2,093 | — | 37,818 | D | — | — | (F1) On May 3, 2024, the reporting person was granted 2,093 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2025-05-02 | A | A | 2,313 | $0.00 | 2,313 | D | — · — to — | 2,313 Common Stock | (F2) Represents an annual grant of restricted stock units to the reporting person on May 2, 2025 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date. (F3) Restricted stock units are not exercisable and do not have an expiration date. |
| 3 | Derivative | Restricted Stock Units | 2025-05-03 | M | D | 2,093 | $0.00 | 0 | D | — · — to — | 2,093 Common Stock | (F1) On May 3, 2024, the reporting person was granted 2,093 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. (F3) Restricted stock units are not exercisable and do not have an expiration date. |