Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2025-05-09 00:00:00 ET · period of report 2025-05-07 · accession 0000950170-25-068325 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-09 | 2025-05-07 | ALSN | LAVIN RICHARD P | Dir | M - OptEx | $0.00 | +31.6K | 41.4K | +321% | $0 |
| DM | 2025-05-09 | 2025-05-07 | ALSN | LAVIN RICHARD P | Dir | M - OptEx | $0.00 | -31.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-07 | M | A | 31,584 | $0.00 | 41,410 | D | — | — | (F1) Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2025 annual meeting of stockholders and his term ended on May 7, 2025. (F2) Includes 29,696 DSUs and 1,888 related dividend equivalents. |
| 2 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 3,146 | $0.00 | 0 | D | — · — to — | 3,146 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F31) On May 4, 2023, the reporting person was granted 3,146 DSUs that vested on May 8, 2024. |
| 3 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 547 | $0.00 | 0 | D | — · — to — | 547 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F32) On August 3, 2023, the reporting person was granted 547 DSUs that vested on August 3, 2023. |
| 4 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 614 | $0.00 | 0 | D | — · — to — | 614 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F33) On November 3, 2023, the reporting person was granted 614 DSUs that vested on November 3, 2023. |
| 5 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 526 | $0.00 | 0 | D | — · — to — | 526 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F34) On February 5, 2024, the reporting person was granted 526 DSUs that vested on February 5, 2024. |
| 6 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 547 | $0.00 | 0 | D | — · — to — | 547 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F30) On May 3, 2023, the reporting person was granted 547 DSUs that vested on May 3, 2023. |
| 7 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 538 | $0.00 | 0 | D | — · — to — | 538 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F29) On February 3, 2023, the reporting person was granted 538 DSUs that vested on February 3, 2023. |
| 8 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 577 | $0.00 | 0 | D | — · — to — | 577 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F28) On November 4, 2022, the reporting person was granted 577 DSUs that vested on November 4, 2022. |
| 9 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 656 | $0.00 | 0 | D | — · — to — | 656 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F27) On August 5, 2022, the reporting person was granted 656 DSUs that vested on August 5, 2022. |
| 10 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 3,746 | $0.00 | 0 | D | — · — to — | 3,746 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F26) On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023. |
| 11 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 614 | $0.00 | 0 | D | — · — to — | 614 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F25) On May 4, 2022, the reporting person was granted 614 DSUs that vested on May 4, 2022. |
| 12 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 631 | $0.00 | 0 | D | — · — to — | 631 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F24) On February 4, 2022, the reporting person was granted 631 DSUs that vested on February 4, 2022. |
| 13 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 689 | $0.00 | 0 | D | — · — to — | 689 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F23) On November 5, 2021, the reporting person was granted 689 DSUs that vested on November 5, 2021. |
| 14 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 633 | $0.00 | 0 | D | — · — to — | 633 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F22) On August 6, 2021, the reporting person was granted 633 DSUs that vested on August 6, 2021. |
| 15 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 2,927 | $0.00 | 0 | D | — · — to — | 2,927 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F21) On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022. |
| 16 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 249 | $0.00 | 0 | D | — · — to — | 249 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F20) On May 5, 2021, the reporting person was granted 249 DSUs that vested on May 5, 2021. |
| 17 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 242 | $0.00 | 0 | D | — · — to — | 242 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F19) On February 8, 2021, the reporting person was granted 242 DSUs that vested on February 8, 2021. |
| 18 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 280 | $0.00 | 0 | D | — · — to — | 280 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F18) On November 6, 2020, the reporting person was granted 280 DSUs that vested on November 6, 2020. |
| 19 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 283 | $0.00 | 0 | D | — · — to — | 283 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F17) On August 7, 2020, the reporting person was granted 283 DSUs that vested on August 7, 2020. |
| 20 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 3,600 | $0.00 | 0 | D | — · — to — | 3,600 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F16) On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021. |
| 21 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 298 | $0.00 | 0 | D | — · — to — | 298 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F15) On May 6, 2020, the reporting person was granted 298 DSUs that vested on May 6, 2020. |
| 22 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 246 | $0.00 | 0 | D | — · — to — | 246 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F14) On February 10, 2020, the reporting person was granted 246 DSUs that vested on February 10, 2020. |
| 23 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 227 | $0.00 | 0 | D | — · — to — | 227 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F13) On November 8, 2019, the reporting person was granted 227 DSUs that vested on November 8, 2019. |
| 24 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 245 | $0.00 | 0 | D | — · — to — | 245 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F12) On August 9, 2019, the reporting person was granted 245 DSUs that vested on August 9, 2019. |
| 25 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 2,880 | $0.00 | 0 | D | — · — to — | 2,880 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F11) On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020. |
| 26 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 482 | $0.00 | 0 | D | — · — to — | 482 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F10) On May 8, 2019 the reporting person was granted 482 DSUs that vested on May 8, 2019. |
| 27 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 464 | $0.00 | 0 | D | — · — to — | 464 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F9) On February 11, 2019, the reporting person was granted 464 DSUs that vested on February 11, 2019. |
| 28 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 477 | $0.00 | 0 | D | — · — to — | 477 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F7) On August 10, 2018, the reporting person was granted 477 DSUs that vested on August 10, 2018. |
| 29 | Derivative | Dividend Equivalents Rights | 2025-05-07 | M | D | 1,888 | $0.00 | 25 | D | — · — to — | 1,888 Common Stock | (F5) Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. (F6) The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 7, 2025, the date of the reporting person's separation from service. |
| 30 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 2,859 | $0.00 | 0 | D | — · — to — | 2,859 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F4) On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 8, 2019. |
| 31 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 473 | $0.00 | 0 | D | — · — to — | 473 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F8) On November 12, 2018 the reporting person was granted 473 DSUs that vested on November 12, 2018. |