Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2025-05-09 00:00:00 ET · period of report 2025-05-07 · accession 0000950170-25-068327 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-09 | 2025-05-07 | ALSN | LAVIN RICHARD P | Dir | M - OptEx | $0.00 | +3,724 | 45.1K | +9% | $0 |
| DM | 2025-05-09 | 2025-05-07 | ALSN | LAVIN RICHARD P | Dir | M - OptEx | $0.00 | -3,724 | 0 | -100% | $0 |
| D | 2025-05-09 | 2025-05-07 | ALSN | LAVIN RICHARD P | Dir | A - Grant | $0.00 | +280 | 280 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-07 | M | A | 3,724 | $0.00 | 45,134 | D | — | — | (F1) Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2025 annual meeting of stockholders and his term ended on May 7, 2025. (F2) Includes 3,699 DSUs and 25 related dividend equivalents. |
| 2 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 280 | $0.00 | 0 | D | — · — to — | 280 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F10) On May 7, 2025, the reporting person was granted 280 DSUs that vested on May 7, 2025. |
| 3 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 433 | $0.00 | 0 | D | — · — to — | 433 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F6) On August 8, 2024, the reporting person was granted 433 DSUs that vested on August 8, 2024. |
| 4 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 309 | $0.00 | 0 | D | — · — to — | 309 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F7) On November 8, 2024, the reporting person was granted 309 DSUs that vested on November 8, 2024. |
| 5 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 2,017 | $0.00 | 0 | D | — · — to — | 2,017 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F5) On May 9, 2024, the reporting person was granted 2,017 DSUs that vested on May 7, 2025. |
| 6 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 425 | $0.00 | 0 | D | — · — to — | 425 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F4) On May 8, 2024, the reporting person was granted 425 DSUs that vested on May 8, 2024. |
| 7 | Derivative | Dividend Equivalent Rights | 2025-05-07 | M | D | 25 | $0.00 | 0 | D | — · — to — | 25 Common Stock | (F12) Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. (F13) The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 7, 2025, the date of the reporting person's separation from service. |
| 8 | Derivative | Deferred Stock Units | 2025-05-07 | A | A | 280 | $0.00 | 280 | D | — · — to — | 280 Common Stock | (F9) These DSUs represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Company's Eighth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears. (F11) The number of DSUs received was calculated based on $97.23, which was the closing price of the Company's common stock on the date of grant. (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. |
| 9 | Derivative | Deferred Stock Units | 2025-05-07 | M | D | 235 | $0.00 | 0 | D | — · — to — | 235 Common Stock | (F3) Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. (F8) On February 7, 2025, the reporting person was granted 235 DSUs that vested on February 7, 2025. |