Form 4 for VELO Velo3D, Inc.
Accepted 2025-05-16 00:00:00 ET · period of report 2025-03-15 · accession 0000950170-25-073875 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-05-16 | 2025-03-15+ | VELO | Xu Hull Hou Jun | CFO | F - Tax | — | -28.3K | 40.5K | -41% | — |
| DM | 2025-05-16 | 2025-03-15+ | VELO | Xu Hull Hou Jun | CFO | M - OptEx | — | +68.8K | 57.1K | New | — |
| DM | 2025-05-16 | 2025-05-15 | VELO | Xu Hull Hou Jun | CFO | M - OptEx | $0.00 | -57.6K | 757.0K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-15 | F | D | 4,604 | — | 6,602 | D | — | — | (F2) The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units. |
| 2 | Common | Commom Stock | 2025-03-15 | M | A | 11,206 | — | 11,206 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2025-05-15 | M | A | 7,142 | — | 43,479 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. |
| 4 | Common | Common Stock | 2025-05-15 | F | D | 20,733 | — | 36,337 | D | — | — | (F2) The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units. |
| 5 | Common | Common Stock | 2025-05-15 | M | A | 50,468 | — | 57,070 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. |
| 6 | Common | Common Stock | 2025-05-15 | F | D | 2,934 | — | 40,545 | D | — | — | (F2) The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units. |
| 7 | Derivative | Restricted stock unit | 2025-05-15 | M | D | 7,142 | $0.00 | 21,429 | D | — · — to — | 7,142 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F3) The RSUs vest 25% @ 1 year starting May'25, Quarterly thereafter for 4 years, subject to the continued service of the reporting person on each vesting date |
| 8 | Derivative | Restricted stock unit | 2025-05-15 | M | D | 50,468 | $0.00 | 757,032 | D | — · — to — | 50,468 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F3) The RSUs vest 25% @ 1 year starting May'25, Quarterly thereafter for 4 years, subject to the continued service of the reporting person on each vesting date |