Form 4 for GAIA GAIA, INC
Accepted 2025-05-22 00:00:00 ET · period of report 2025-05-20 · accession 0000950170-25-076496 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-22 | 2025-05-20 | GAIA | Frank Kristin E. | Dir | M - OptEx | $4.43 | +14.5K | 76.5K | +23% | +$64.1K |
| D | 2025-05-22 | 2025-05-20 | GAIA | Frank Kristin E. | Dir | M - OptEx | $0.00 | -14.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-05-20 | M | A | 14,474 | $4.43 | 76,532 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2025-05-20 | M | D | 14,474 | $0.00 | 0 | D | — · — to — | 76,532 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F2) The RSUs vest on the one year anniversary date of the Annual Shareholder Meeting from May 2024, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. |