Form 4 for STEM STEM, INC.
Accepted 2025-06-02 00:00:00 ET · period of report 2025-05-29 · accession 0000950170-25-080292 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-06-02 | 2025-05-29 | STEM | Guruswamy Vasudevan | Dir | M - OptEx | $0.00 | +62.2K | 62.2K | New | $0 |
| D | 2025-06-02 | 2025-05-29 | STEM | Guruswamy Vasudevan | Dir | M - OptEx | $0.00 | -62.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2025-05-29 | M | A | 62,222 | $0.00 | 62,222 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2025-05-29 | M | D | 62,222 | $0.00 | 0 | D | — · — to — | 62,222 Common Stock, Par Value 0.0001 Per Share | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F2) On March 17, 2025, the Reporting Person was granted 62,222 RSUs vesting 100% on May 29, 2025. |