Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2025-06-06 00:00:00 ET · period of report 2025-06-04 · accession 0000950170-25-083189 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-06-06 | 2025-06-05 | SF | Kavanaugh James P. | Dir | M - OptEx | $0.00 | +1,914 | 7,096 | +37% | $0 |
| D | 2025-06-06 | 2025-06-05 | SF | Kavanaugh James P. | Dir | M - OptEx | $0.00 | -1,914 | 1,875 | -51% | $0 |
| D | 2025-06-06 | 2025-06-04 | SF | Kavanaugh James P. | Dir | A - Grant | $93.35 | +1,875 | 3,789 | +98% | +$175.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-05 | M | A | 1,914 | $0.00 | 7,096 | D | — | — | |
| 2 | Derivative | Phantom Stock Units | 2025-06-05 | M | D | 1,914 | $0.00 | 1,875 | D | $0.00 · — to — | 1,914 Common Stock | (F3) Currently exercisable. (F2) No expiration date for these Units |
| 3 | Derivative | Phantom Stock Units | 2025-06-04 | A | A | 1,875 | $93.35 | 3,789 | D | $0.00 · — to — | 1,875 Common Stock | (F1) Units vest quarterly over a one year period. (F2) No expiration date for these Units |