Form 4 for EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Accepted 2025-06-13 00:00:00 ET · period of report 2025-06-11 · accession 0000950170-25-086302 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2025-06-13 | 2025-06-11 | EMO | Corebridge Financial, Inc. | See Remarks | J - Other | $464,867.26 | -685.3K | 0 | -100% | -$318.59B |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | 3.46% Series M Senior Secured Notes due June 11, 2025 | 2025-06-11 | J | D | 559,610.20 | $569,291.46 | — | I Held through subsidiaries | — | — | (F4) AGLIC and The Variable Annuity Life Insurance Company ("VAL"), an indirect wholly owned subsidiary of CRBG, directly held $373,073.46 principal amount and $186,536.74 principal amount of the reported securities, respectively. |
| 2 | Common | Series O Mandatory Redeemable Preferred Stock | 2025-06-11 | J | D | 125,716 | $35.04 | 0 | I Held through subsidiaries | — | — | (F2) American General Life Insurance Company ("AGLIC") and The United States Life Insurance Company in the City of New York ("USL"), each an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly held 2,858 shares and 82,858 shares of the reported securities, respectively. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may have been deemed to have beneficial ownership of 40,000 shares of the reported securities held by a controlled subsidiary of American International Group, Inc. ("AIG"), pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. |