Form 4 for CV CapsoVision, Inc
Accepted 2025-07-07 00:00:00 ET · period of report 2025-07-03 · accession 0000950170-25-094308 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-07-07 | 2025-07-03 | CV | Wang Kang-Huai | See Remarks, Dir | C - Cnv Deriv | — | +446.9K | 721.7K | +163% | — |
| DM | 2025-07-07 | 2025-07-03 | CV | Wang Kang-Huai | See Remarks, Dir | C - Cnv Deriv | $0.00 | -1.49M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-07-03 | C | A | 446,896 | — | 721,732 | D | — | — | (F1) Each share of Series A preferred stock, Series C-1 preferred stock, Series D preferred stock and Series H preferred stock automatically converted into approximately 0.3003 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering. The number of shares reported herein gives effect to a 1-for-3.33 reverse stock split of the Issuer's common stock effected by the Issuer on July 2, 2025 in connection with its initial public offering. |
| 2 | Derivative | Series C-1 Preferred Stock | 2025-07-03 | C | D | 33,707 | $0.00 | 0 | D | — · — to — | 10,122 Common Stock | (F1) Each share of Series A preferred stock, Series C-1 preferred stock, Series D preferred stock and Series H preferred stock automatically converted into approximately 0.3003 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering. The number of shares reported herein gives effect to a 1-for-3.33 reverse stock split of the Issuer's common stock effected by the Issuer on July 2, 2025 in connection with its initial public offering. |
| 3 | Derivative | Series D Preferred Stock | 2025-07-03 | C | D | 11,111 | $0.00 | 0 | D | — · — to — | 3,336 Common Stock | (F1) Each share of Series A preferred stock, Series C-1 preferred stock, Series D preferred stock and Series H preferred stock automatically converted into approximately 0.3003 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering. The number of shares reported herein gives effect to a 1-for-3.33 reverse stock split of the Issuer's common stock effected by the Issuer on July 2, 2025 in connection with its initial public offering. |
| 4 | Derivative | Series H Preferred Stock | 2025-07-03 | C | D | 35,947 | $0.00 | 0 | D | — · — to — | 10,794 Common Stock | (F1) Each share of Series A preferred stock, Series C-1 preferred stock, Series D preferred stock and Series H preferred stock automatically converted into approximately 0.3003 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering. The number of shares reported herein gives effect to a 1-for-3.33 reverse stock split of the Issuer's common stock effected by the Issuer on July 2, 2025 in connection with its initial public offering. |
| 5 | Derivative | Series A Preferred Stock | 2025-07-03 | C | D | 1,407,407 | $0.00 | 0 | D | — · — to — | 422,644 Common Stock | (F1) Each share of Series A preferred stock, Series C-1 preferred stock, Series D preferred stock and Series H preferred stock automatically converted into approximately 0.3003 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering. The number of shares reported herein gives effect to a 1-for-3.33 reverse stock split of the Issuer's common stock effected by the Issuer on July 2, 2025 in connection with its initial public offering. |