Form 4 for STEM STEM, INC.
Accepted 2025-07-08 00:00:00 ET · period of report 2025-07-03 · accession 0000950170-25-094535 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-07-08 | 2025-07-03 | STEM | BUZBY DAVID S | Dir | G - Gift | $0.00 | -5,511 | 478 | -92% | $0 | |
| I | 2025-07-08 | 2025-07-03 | STEM | BUZBY DAVID S | Dir | G - Gift | $0.00 | +5,511 | 37.6K | +17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2025-07-03 | G | D | 5,511 | $0.00 | 478 | D By the David S. Buzby Revocable Trust | — | — | (F1) On July 3, 2025, the reporting person transferred 5,511 shares of common stock to the 2016 David S. Buzby Revocable Trust (of which the reporting person is sole trustee) for no consideration. (F2) Held by the 2016 David S. Buzby Revocable Trust, of which the reporting person is sole trustee. |
| 2 | Common | Common Stock, Par Value $0.0001 Per Share | 2025-07-03 | G | A | 5,511 | $0.00 | 37,571 | I | — | — | (F1) On July 3, 2025, the reporting person transferred 5,511 shares of common stock to the 2016 David S. Buzby Revocable Trust (of which the reporting person is sole trustee) for no consideration. |