Form 4 for TIPT TIPTREE INC.
Accepted 2025-09-12 00:00:00 ET · period of report 2025-09-12 · accession 0000950170-25-114590 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-09-12 | 2025-09-12 | TIPT | Barnes Michael Gene | Executive COB, Dir, 10% | M - OptEx | $6.35 | +163.2K | 10.11M | +2% | +$1.04M |
| DM | 2025-09-12 | 2025-09-12 | TIPT | Barnes Michael Gene | Executive COB, Dir, 10% | F - Tax | $25.49 | -40.6K | 10.09M | -0.4% | -$1.04M |
| DM | 2025-09-12 | 2025-09-12 | TIPT | Barnes Michael Gene | Executive COB, Dir, 10% | M - OptEx | $6.35 | -163.2K | 0 | -100% | -$1.04M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-12 | M | A | 46,494 | $5.67 | 10,009,402 | D | — | — | |
| 2 | Common | Common Stock | 2025-09-12 | F | D | 10,343 | $25.49 | 9,999,059 | D | — | — | (F3) Represents the closing stock price as of the transaction date. |
| 3 | Common | Common Stock | 2025-09-12 | M | A | 4,649 | $5.87 | 10,003,708 | D | — | — | |
| 4 | Common | Common Stock | 2025-09-12 | F | D | 1,071 | $25.49 | 10,002,637 | D | — | — | (F3) Represents the closing stock price as of the transaction date. |
| 5 | Common | Common Stock | 2025-09-12 | F | D | 29,224 | $25.49 | 10,085,428 | D | — | — | (F3) Represents the closing stock price as of the transaction date. |
| 6 | Common | Common Stock | 2025-09-12 | M | A | 112,015 | $6.65 | 10,114,652 | D | — | — | |
| 7 | Derivative | February 2017 Stock Option | 2025-09-12 | M | D | 112,015 | $6.65 | 0 | D | $6.65 · 2022-02-22 to 2027-02-22 | 112,015 Common Stock | (F10) On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement. (F11) The option shares are fully vested and exercisable as of February 22, 2022. |
| 8 | Derivative | March 2016 Stock Option | 2025-09-12 | M | D | 4,649 | $5.87 | 0 | D | $5.87 · 2021-03-10 to 2026-03-10 | 4,649 Common Stock | (F8) On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement. (F9) The option shares are fully vested and exercisable as of March 10, 2021. |
| 9 | Derivative | January 2016 Stock Option | 2025-09-12 | M | D | 46,494 | $5.67 | 0 | D | $5.67 · 2021-01-04 to 2026-01-04 | 46,494 Common Stock | (F6) On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement. (F7) The option shares are fully vested and exercisable as of January 4, 2021. |