InsiderTrades

Form 4 for TCPC BlackRock TCP Capital Corp.

Accepted 2024-03-20 00:00:00 ET · period of report 2024-03-18 · accession 0000950172-24-000085 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2024-03-20 2024-03-18 TCPC Singhal Nik COO A - Grant — +28.7K 28.7K New —
DI 2024-03-20 2024-03-18 TCPC Singhal Nik COO A - Grant — +2,769 2,769 New —
DM 2024-03-20 2024-03-18 TCPC Singhal Nik COO A - Grant — +9,776 9,995 +4,463% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2024-03-18 A A 28,723 — 28,723 D By spouse — — (F2) Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, each share of BCIC common stock (other than certain excluded shares) automatically converted into the right to receive 0.3834 validly issued, fully-paid and nonassessable shares of TCPC common stock.
2 Common Common Stock 2024-03-18 A A 2,769 — 2,769 I — — (F2) Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, each share of BCIC common stock (other than certain excluded shares) automatically converted into the right to receive 0.3834 validly issued, fully-paid and nonassessable shares of TCPC common stock.
3 Derivative Phantom Shares 2024-03-18 A A 6,853.18 — 9,995 D — · — to — 6,853.18 Common Stock (F5) In connection with the Merger, each BCIC phantom share converted into 0.3651 TCPC phantom shares on substantially the same terms and conditions applicable to such BCIC awards. (F3) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F6) These phantom shares are payable in cash on vesting, which occurs in three equal installments beginning on January 31, 2025.
4 Derivative Phantom Shares 2024-03-18 A A 2,922.76 — 9,995 D — · — to — 2,922.76 Common Stock (F5) In connection with the Merger, each BCIC phantom share converted into 0.3651 TCPC phantom shares on substantially the same terms and conditions applicable to such BCIC awards. (F3) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F4) These phantom shares are payable in cash on vesting, which occurs on January 31, 2025.