Form 4 for EL Estée Lauder Companies (The)
Accepted 2021-07-01 00:00:00 ET · period of report 2021-06-30 · accession 0001001250-21-000103 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-01 | 2021-06-30 | EL | Freda Fabrizio | Pres, CEO, Dir | F - Tax | $316.93 | -65.8K | 139.2K | -32% | -$20.84M |
| DM | 2021-07-01 | 2021-07-01 | EL | Freda Fabrizio | Pres, CEO, Dir | S - Sale+OE | $317.45 | -63.5K | 99.3K | -39% | -$20.16M |
| D | 2021-07-01 | 2021-06-30 | EL | Freda Fabrizio | Pres, CEO, Dir | M - OptEx | — | +129.3K | 205.0K | +171% | — |
| D | 2021-07-01 | 2021-06-30 | EL | Freda Fabrizio | Pres, CEO, Dir | M - OptEx | — | -129.3K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-06-30 | F | D | 65,766 | $316.93 | 139,190 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-07-01 | S | D | 33,298 | $316.40 | 105,892 | D | — | — | (F4) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range. (F5) Sales prices range from $315.92 to $316.90 per share, inclusive. |
| 3 | Common | Class A Common Stock | 2021-07-01 | S | D | 15,249 | $318.64 | 84,073 | D | — | — | (F4) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range. (F7) Sales prices range from $318.16 to $319.08 per share, inclusive. |
| 4 | Common | Class A Common Stock | 2021-07-01 | S | D | 8,399 | $319.65 | 75,674 | D | — | — | (F4) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range. (F8) Sales prices range from $319.20 to $320.00 per share, inclusive. |
| 5 | Common | Class A Common Stock | 2021-06-30 | M | A | 129,282 | — | 204,956 | D | — | — | (F1) Not applicable. Performance Share Units ("PSUs") are paid out in shares of Class A Common Stock on a one-to-one basis. |
| 6 | Common | Class A Common Stock | 2021-07-01 | S | D | 6,570 | $317.21 | 99,322 | D | — | — | (F4) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range. (F6) Sales prices range from $316.92 to $317.71 per share, inclusive. |
| 7 | Derivative | Performance Share Units | 2021-06-30 | M | D | 129,282 | — | 0 | D | — · — to — | 129,282 Class A Common Stock | (F1) Not applicable. Performance Share Units ("PSUs") are paid out in shares of Class A Common Stock on a one-to-one basis. (F10) This tranche vested on June 30, 2021, subject to the terms and conditions of the award. |