Form 4 for EL Estée Lauder Companies (The)
Accepted 2021-11-02 00:00:00 ET · period of report 2021-11-01 · accession 0001001250-21-000187 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-02 | 2021-11-02 | EL | Freda Fabrizio | Pres, CEO, Dir | S - Sale+OE | $317.04 | -10.4K | 75.7K | -12% | -$3.31M |
| D | 2021-11-02 | 2021-11-01 | EL | Freda Fabrizio | Pres, CEO, Dir | M - OptEx | $0.00 | +24.5K | 100.2K | +32% | $0 |
| D | 2021-11-02 | 2021-11-01 | EL | Freda Fabrizio | Pres, CEO, Dir | F - Tax | $324.28 | -14.0K | 86.1K | -14% | -$4.56M |
| DM | 2021-11-02 | 2021-11-01 | EL | Freda Fabrizio | Pres, CEO, Dir | M - OptEx | $0.00 | -24.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-02 | S | D | 1,633 | $319.99 | 76,074 | D | — | — | (F5) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F10) Sales prices range from $319.73 to $320.14 per share, inclusive. |
| 2 | Common | Class A Common Stock | 2021-11-02 | S | D | 300 | $321.22 | 75,774 | D | — | — | (F5) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F11) Sales prices range from $320.98 to $321.70 per share, inclusive. |
| 3 | Common | Class A Common Stock | 2021-11-02 | S | D | 700 | $319.02 | 77,707 | D | — | — | (F5) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F9) Sales prices range from $318.51 to $319.43 per share, inclusive. |
| 4 | Common | Class A Common Stock | 2021-11-02 | S | D | 600 | $317.44 | 78,407 | D | — | — | (F5) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F8) Sales prices range from $317.13 to $317.87 per share, inclusive. |
| 5 | Common | Class A Common Stock | 2021-11-02 | S | D | 4,299 | $316.22 | 79,007 | D | — | — | (F5) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F7) Sales prices range from $315.86 to $316.84 per share, inclusive. |
| 6 | Common | Class A Common Stock | 2021-11-02 | S | D | 2,800 | $315.37 | 83,306 | D | — | — | (F5) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F6) Sales prices range from $314.80 to $315.78 per share, inclusive. |
| 7 | Common | Class A Common Stock | 2021-11-02 | S | D | 100 | $321.75 | 75,674 | D | — | — | |
| 8 | Common | Class A Common Stock | 2021-11-01 | M | A | 24,480 | $0.00 | 100,154 | D | — | — | (F1) Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 4, 2018; September 3, 2019, and September 3, 2020. (F2) Not applicable. |
| 9 | Common | Class A Common Stock | 2021-11-01 | F | D | 14,048 | $324.28 | 86,106 | D | — | — | |
| 10 | Derivative | Restricted Stock Units (Share Payout) | 2021-11-01 | M | D | 7,310 | $0.00 | 7,311 | D | $0.00 · 2021-11-01 to 2022-11-01 | 7,310 Class A Common Stock | (F12) RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. (F2) Not applicable. (F14) RSUs from grant dated September 3, 2019. Assuming continued employment, these RSUs will vest and be paid out as follows: 7,311 on November 1, 2022. |
| 11 | Derivative | Restricted Stock Units (Share Payout) | 2021-11-01 | M | D | 7,971 | $0.00 | 15,943 | D | $0.00 · 2021-11-01 to 2023-11-01 | 7,971 Class A Common Stock | (F12) RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. (F2) Not applicable. (F15) RSUs from grant dated September 3, 2020. Assuming continued employment, these RSUs will vest and be paid out as follows: 7,971 on November 1, 2022; and 7,972 on November 1, 2023. |
| 12 | Derivative | Restricted Stock Units (Share Payout) | 2021-11-01 | M | D | 9,199 | $0.00 | 0 | D | $0.00 · 2021-11-01 to 2021-11-01 | 9,199 Class A Common Stock | (F12) RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. (F2) Not applicable. (F13) RSUs from grant dated September 4, 2018. |