Form 4 for EL Estée Lauder Companies (The)
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-10 · accession 0001001250-21-000207 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-10 | 2021-11-10 | EL | TRAVIS TRACEY THOMAS | EVP, CFO | M - OptEx | $107.95 | +47.6K | 89.7K | +113% | +$5.14M |
| DM | 2021-11-10 | 2021-11-10 | EL | TRAVIS TRACEY THOMAS | EVP, CFO | S - Sale+OE | $344.98 | -47.6K | 42.1K | -53% | -$16.43M |
| D | 2021-11-10 | 2021-11-10 | EL | TRAVIS TRACEY THOMAS | EVP, CFO | M - OptEx | $0.00 | -47.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-10 | M | A | 47,638 | $107.95 | 89,716 | D | — | — | (F1) Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 15,879 shares exercisable from and after January 1, 2019; 15,879 shares exercisable from and after January 1, 2020; and 15,880 shares exercisable from and after January 1, 2021. |
| 2 | Common | Class A Common Stock | 2021-11-10 | S | D | 34,573 | $344.42 | 55,143 | D | — | — | (F2) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F3) Sales prices range from $344.00 to $344.98 per share, inclusive. |
| 3 | Common | Class A Common Stock | 2021-11-10 | S | D | 3,726 | $345.57 | 51,417 | D | — | — | (F2) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F4) Sales prices range from $345.07 to $346.06 per share, inclusive. |
| 4 | Common | Class A Common Stock | 2021-11-10 | S | D | 6,682 | $346.68 | 44,735 | D | — | — | (F2) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F5) Sales prices range from $346.07 to $347.05 per share, inclusive. |
| 5 | Common | Class A Common Stock | 2021-11-10 | S | D | 2,657 | $347.25 | 42,078 | D | — | — | (F2) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F6) Sales prices range from $347.07 to $347.51 per share, inclusive. |
| 6 | Derivative | Option (right to buy) | 2021-11-10 | M | D | 47,638 | $0.00 | 0 | D | $107.95 · 2019-01-01 to 2027-09-05 | 47,638 Class A Common Stock | (F1) Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 15,879 shares exercisable from and after January 1, 2019; 15,879 shares exercisable from and after January 1, 2020; and 15,880 shares exercisable from and after January 1, 2021. (F7) Not applicable. |