Form 4 for EL Estée Lauder Companies (The)
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001001250-21-000228 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-03 | 2021-12-01+ | EL | Lauder William P | Executive COB, Dir, 10% | S - Sale+OE | $329.18 | -58.7K | 3,990 | -94% | -$19.33M |
| DM | 2021-12-03 | 2021-12-01+ | EL | Lauder William P | Executive COB, Dir, 10% | M - OptEx | $122.50 | +52.4K | 20.0K | New | +$6.42M |
| DM | 2021-12-03 | 2021-12-01+ | EL | Lauder William P | Executive COB, Dir, 10% | M - OptEx | $0.00 | -52.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-01 | S | D | 6,979 | $328.14 | 15,590 | D | — | — | (F1) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F2) Sales prices range from $328.00 to $328.95 per share, inclusive. |
| 2 | Common | Class A Common Stock | 2021-12-02 | S | D | 1,709 | $331.18 | 0 | D | — | — | (F1) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F10) Sales prices range from $330.66 to $331.53 per share, inclusive. |
| 3 | Common | Class A Common Stock | 2021-12-02 | S | D | 7,184 | $330.20 | 1,709 | D | — | — | (F1) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F9) Sales prices range from $329.66 to $330.60 per share, inclusive. |
| 4 | Common | Class A Common Stock | 2021-12-02 | S | D | 16,980 | $329.10 | 8,893 | D | — | — | (F1) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F8) Sales prices range from $328.66 to $329.65 per share, inclusive. |
| 5 | Common | Class A Common Stock | 2021-12-02 | S | D | 9,317 | $328.12 | 25,873 | D | — | — | (F1) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F7) Sales prices range from $327.66 to $328.65 per share, inclusive. |
| 6 | Common | Class A Common Stock | 2021-12-02 | S | D | 4,951 | $327.31 | 35,190 | D | — | — | (F1) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F6) Sales prices range from $326.64 to $327.63 per share, inclusive. |
| 7 | Common | Class A Common Stock | 2021-12-02 | M | A | 6,080 | $199.49 | 40,141 | D | — | — | |
| 8 | Common | Class A Common Stock | 2021-12-02 | M | A | 14,106 | $138.15 | 34,061 | D | — | — | |
| 9 | Common | Class A Common Stock | 2021-12-01 | M | A | 11,883 | $89.47 | 18,173 | D | — | — | |
| 10 | Common | Class A Common Stock | 2021-12-01 | M | A | 4,396 | $107.95 | 22,569 | D | — | — | |
| 11 | Common | Class A Common Stock | 2021-12-01 | S | D | 2,200 | $329.53 | 13,390 | D | — | — | (F1) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F3) Sales prices range from $329.10 to $330.01 per share, inclusive. |
| 12 | Common | Class A Common Stock | 2021-12-01 | S | D | 6,500 | $330.68 | 6,890 | D | — | — | (F1) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F4) Sales prices range from $330.19 to $331.17 per share, inclusive. |
| 13 | Common | Class A Common Stock | 2021-12-01 | S | D | 2,900 | $331.41 | 3,990 | D | — | — | (F1) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F5) Sales prices range from $331.20 to $331.72 per share, inclusive. |
| 14 | Common | Class A Common Stock | 2021-12-02 | M | A | 15,965 | $107.95 | 19,955 | D | — | — | |
| 15 | Derivative | Option (right to buy) | 2021-12-02 | M | D | 15,965 | $0.00 | 0 | D | $107.95 · 2019-01-01 to 2027-09-05 | 15,965 Class A Common Stock | (F12) Not applicable. (F13) Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 10,180 shares exercisable from and after January 1, 2019; 10,180 shares exercisable from and after January 1, 2020; and 10,181 shares exercisable from and after January 1, 2021. |
| 16 | Derivative | Option (right to buy) | 2021-12-02 | M | D | 6,080 | $0.00 | 12,160 | D | $199.49 · 2021-01-01 to 2029-09-03 | 6,080 Class A Common Stock | (F12) Not applicable. (F15) Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 6,080 shares exercisable from and after January 1, 2021; 6,080 shares exercisable from and after January 1, 2022; and 6,080 shares exercisable from and after January 1, 2023. |
| 17 | Derivative | Option (right to buy) | 2021-12-01 | M | D | 14,106 | $0.00 | 7,053 | D | $138.15 · 2020-01-01 to 2028-09-04 | 14,106 Class A Common Stock | (F12) Not applicable. (F14) Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 7,053 shares exercisable from and after January 1, 2020; 7,053 shares exercisable from and after January 1, 2021; and 7,053 shares exercisable from and after January 1, 2022. |
| 18 | Derivative | Option (right to buy) | 2021-12-01 | M | D | 4,396 | $0.00 | 15,965 | D | $107.95 · 2019-01-01 to 2027-09-05 | 4,396 Class A Common Stock | (F12) Not applicable. (F13) Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 10,180 shares exercisable from and after January 1, 2019; 10,180 shares exercisable from and after January 1, 2020; and 10,181 shares exercisable from and after January 1, 2021. |
| 19 | Derivative | Option (right to buy) | 2021-12-01 | M | D | 11,883 | $0.00 | 0 | D | $89.47 · 2018-01-01 to 2026-09-06 | 11,883 Class A Common Stock | (F12) Not applicable. (F11) Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 11,883 shares exercisable from and after January 1, 2018; 11,883 shares exercisable from and after January 1, 2019; and 11,883 shares exercisable from and after January 1, 2020. |