Form 4 for EL Estée Lauder Companies (The)
Accepted 2022-02-11 00:00:00 ET · period of report 2022-02-10 · accession 0001001250-22-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-11 | 2022-02-10 | EL | LAUDER RONALD S | COB, Clinique Labs, LLC, Dir, 10% | C - Cnv Deriv | $0.00 | +700.0K | 700.0K | New | $0 |
| D | 2022-02-11 | 2022-02-10 | EL | LAUDER RONALD S | COB, Clinique Labs, LLC, Dir, 10% | S - Sale | $307.08 | -700.0K | 0 | -100% | -$214.96M |
| D | 2022-02-11 | 2022-02-10 | EL | LAUDER RONALD S | COB, Clinique Labs, LLC, Dir, 10% | C - Cnv Deriv | — | -700.0K | 4.77M | -13% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-10 | C | A | 700,000 | $0.00 | 700,000 | D | — | — | (F2) There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. |
| 2 | Common | Class A Common Stock | 2022-02-10 | S | D | 700,000 | $307.08 | 0 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2022-02-10 | C | D | 700,000 | — | 4,768,846 | D | — · — to — | 700,000 Class A Common Stock | (F4) Not applicable. (F2) There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. |