Form 4 for EL Estée Lauder Companies (The)
Accepted 2022-09-12 00:00:00 ET · period of report 2022-09-09 · accession 0001001250-22-000154 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-12 | 2022-09-09 | EL | Haney Carl P. | EVP Research Prod, Innovation | S - Sale+OE | $252.05 | -7,559 | 3,296 | -70% | -$1.91M |
| D | 2022-09-12 | 2022-09-09 | EL | Haney Carl P. | EVP Research Prod, Innovation | M - OptEx | $107.95 | +7,559 | 10.9K | +229% | +$816.0K |
| D | 2022-09-12 | 2022-09-09 | EL | Haney Carl P. | EVP Research Prod, Innovation | M - OptEx | $0.00 | -7,559 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-09-09 | S | D | 5,109 | $251.86 | 5,746 | D | — | — | (F2) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F3) Sales prices range from $251.26 to $252.24 per share, inclusive. |
| 2 | Common | Class A Common Stock | 2022-09-09 | M | A | 7,559 | $107.95 | 10,855 | D | — | — | (F1) Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,559 shares exercisable from and after January 1, 2019; 7,559 shares exercisable from and after January 1, 2020; 7,559 shares exercisable from and after January 1, 2021. |
| 3 | Common | Class A Common Stock | 2022-09-09 | S | D | 2,450 | $252.45 | 3,296 | D | — | — | (F2) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F4) Sales prices range from $252.26 to $252.63 per share, inclusive. |
| 4 | Derivative | Option (right to buy) | 2022-09-09 | M | D | 7,559 | $0.00 | 0 | D | $107.95 · — to 2027-09-05 | 7,559 Class A Common Stock | (F5) Not applicable. (F1) Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,559 shares exercisable from and after January 1, 2019; 7,559 shares exercisable from and after January 1, 2020; 7,559 shares exercisable from and after January 1, 2021. |