Form 4 for EL Estée Lauder Companies (The)
Accepted 2022-11-02 00:00:00 ET · period of report 2022-11-01 · accession 0001001250-22-000187 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-02 | 2022-11-01 | EL | JUEPTNER PETER | Group Pres | M - OptEx | — | +4,310 | 5,659 | +320% | — |
| D | 2022-11-02 | 2022-11-01 | EL | JUEPTNER PETER | Group Pres | F - Tax | $206.66 | -1,867 | 3,792 | -33% | -$385.9K |
| DM | 2022-11-02 | 2022-11-01 | EL | JUEPTNER PETER | Group Pres | M - OptEx | — | -4,230 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-01 | M | A | 4,310.44 | — | 5,659.44 | D | — | — | (F1) Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2019; September 3, 2020; and September 2, 2021. (F2) Not applicable. |
| 2 | Common | Class A Common Stock | 2022-11-01 | F | D | 1,867.44 | $206.66 | 3,792 | D | — | — | (F3) Represents the withholding of shares for tax purposes. |
| 3 | Derivative | Restricted Stock Units (Share Payout) | 2022-11-01 | M | D | 405 | — | 811 | D | — · — to 2024-11-01 | 405 Class A Common Stock | (F4) RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. These RSUs, awarded to the Reporting Person prior to designation as a Section 16 Insider, are accompanied by dividend rights that are payable at the time of the payout of the related shares. (F2) Not applicable. (F8) RSUs from annual grant dated September 2, 2021. Assuming continued employment, RSUs will vest and be paid out as follows: 405 on November 1, 2023; and 406 on November 1, 2024. |
| 4 | Derivative | Restricted Stock Units (Share Payout) | 2022-11-01 | M | D | 672 | — | 672 | D | — · — to 2023-11-01 | 672 Class A Common Stock | (F4) RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. These RSUs, awarded to the Reporting Person prior to designation as a Section 16 Insider, are accompanied by dividend rights that are payable at the time of the payout of the related shares. (F2) Not applicable. (F7) RSUs from annual grant dated September 3, 2020. Assuming continued employment, RSUs will vest and be paid out as follows: 672 on November 1, 2023. |
| 5 | Derivative | Restricted Stock Units (Share Payout) | 2022-11-01 | M | D | 2,507 | — | 0 | D | — · 2022-11-01 to 2022-11-01 | 2,507 Class A Common Stock | (F4) RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. These RSUs, awarded to the Reporting Person prior to designation as a Section 16 Insider, are accompanied by dividend rights that are payable at the time of the payout of the related shares. (F2) Not applicable. (F6) RSUs from non-annual grant dated September 3, 2019 vested fully in a single installment. |
| 6 | Derivative | Restricted Stock Units (Share Payout) | 2022-11-01 | M | D | 646 | — | 0 | D | — · 2022-11-01 to 2022-11-01 | 646 Class A Common Stock | (F4) RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. These RSUs, awarded to the Reporting Person prior to designation as a Section 16 Insider, are accompanied by dividend rights that are payable at the time of the payout of the related shares. (F2) Not applicable. (F5) RSUs from annual grant dated September 3, 2019. |