Form 4 for EL Estée Lauder Companies (The)
Accepted 2023-11-02 00:00:00 ET · period of report 2023-11-01 · accession 0001001250-23-000201 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-02 | 2023-11-01 | EL | JUEPTNER PETER | Group Pres | F - Tax | $106.14 | -946.90 | 5,523 | -15% | -$100.5K |
| D | 2023-11-02 | 2023-11-01 | EL | JUEPTNER PETER | Group Pres | M - OptEx | $0.00 | +2,280 | 6,470 | +54% | $0 |
| DM | 2023-11-02 | 2023-11-01 | EL | JUEPTNER PETER | Group Pres | M - OptEx | $0.00 | -2,268 | 2,382 | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-01 | F | D | 946.90 | $106.14 | 5,523 | D | — | — | (F3) Represents the withholding of shares for tax purposes. |
| 2 | Common | Class A Common Stock | 2023-11-01 | M | A | 2,279.90 | $0.00 | 6,469.90 | D | — | — | (F1) Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2020; September 2, 2021; and September 6, 2022. These shares include 11.9038 shares received for dividend equivalent rights. (F2) Not applicable. |
| 3 | Derivative | Restricted Stock Units (Share Payout) | 2023-11-01 | M | D | 672 | $0.00 | 0 | D | — · — to 2023-11-01 | 672 Class A Common Stock | (F4) RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, shares will be withheld to cover statutory tax obligations. These RSUs, awarded to the Reporting Person prior to designation as a Section 16 Insider, are accompanied by dividend equivalent rights payable at the time of the payout of the related shares. (F2) Not applicable. (F5) RSUs from annual grant dated September 3, 2020. |
| 4 | Derivative | Restricted Stock Units (Share Payout) | 2023-11-01 | M | D | 405 | $0.00 | 406 | D | — · — to 2024-11-01 | 405 Class A Common Stock | (F4) RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, shares will be withheld to cover statutory tax obligations. These RSUs, awarded to the Reporting Person prior to designation as a Section 16 Insider, are accompanied by dividend equivalent rights payable at the time of the payout of the related shares. (F2) Not applicable. (F6) RSUs from annual grant dated September 2, 2021. Assuming continued employment, RSUs will vest and be paid out as follows: 406 on November 1, 2024. |
| 5 | Derivative | Restricted Stock Units (Share Payout) | 2023-11-01 | M | D | 1,191 | $0.00 | 2,382 | D | — · — to 2025-11-03 | 1,191 Class A Common Stock | (F7) RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, shares will be withheld to cover statutory tax obligations. These RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares. (F2) Not applicable. (F8) RSUs from annual grant dated September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,191 on November 1, 2023; 1,191 on November 1, 2024; and 1,191 on November 3, 2025. |