Form 4 for EL Estée Lauder Companies (The)
Accepted 2024-05-31 00:00:00 ET · period of report 2023-12-08 · accession 0001001250-24-000070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-31 | 2024-05-30 | EL | Lauder Jane A. Trust u/a/d 11/6/2003 | 10% | M - OptEx | $76.23 | +15.0K | 72.4K | +26% | +$1.14M |
| D | 2024-05-31 | 2024-05-30 | EL | Lauder Jane A. Trust u/a/d 11/6/2003 | 10% | S - Sale+OE | $121.26 | -15.0K | 57.4K | -21% | -$1.82M |
| D | 2024-05-31 | 2023-12-08 | EL | Lauder Jane A. Trust u/a/d 11/6/2003 | 10% | G - Gift | — | +10 | 275.0K | +0.0% | — |
| DI | 2024-05-31 | 2023-12-08 | EL | Lauder Jane A. Trust u/a/d 11/6/2003 | 10% | G - Gift | — | -10 | 17.16M | -0.0% | — |
| D | 2024-05-31 | 2024-05-30 | EL | Lauder Jane A. Trust u/a/d 11/6/2003 | 10% | M - OptEx | — | -15.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-30 | M | A | 14,976 | $76.23 | 72,365 | D | — | — | (F1) Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 4,992 shares exercisable from and after January 1, 2016; 4,992 shares exercisable from and after January 1, 2017; and 4,992 shares exercisable from and after January 1, 2018. |
| 2 | Common | Class A Common Stock | 2024-05-30 | S | D | 14,976 | $121.26 | 57,389 | D | — | — | (F2) The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. (F3) Sales prices range from $120.93 to $121.60 per share, inclusive. |
| 3 | Derivative | Class B Common Stock | 2023-12-08 | G | A | 10 | — | 275,010 | D | — · — to — | 10 Class A Common Stock | (F4) Not applicable. (F5) There is no exercise or conversion price for the Class B Common Stock. Share of Class B Common Stock (1) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. |
| 4 | Derivative | Class B Common Stock | 2023-12-08 | G | D | 10 | — | 17,161,010 | I | — · — to — | 10 Class A Common Stock | (F4) Not applicable. (F5) There is no exercise or conversion price for the Class B Common Stock. Share of Class B Common Stock (1) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-05-30 | M | D | 14,976 | — | 0 | D Trustee of Jane A. Lauder 2003 Trust | $76.23 · — to 2024-09-03 | 14,976 Class A Common Stock | (F4) Not applicable. (F1) Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 4,992 shares exercisable from and after January 1, 2016; 4,992 shares exercisable from and after January 1, 2017; and 4,992 shares exercisable from and after January 1, 2018. |