Form 4 for EL Estée Lauder Companies (The)
Accepted 2024-11-05 00:00:00 ET · period of report 2024-11-01 · accession 0001001250-24-000194 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-05 | 2024-11-01 | EL | Haney Carl P. | EVP Research Prod, Innovation | M - OptEx | — | +8,181 | 15.2K | +116% | — |
| D | 2024-11-05 | 2024-11-01 | EL | Haney Carl P. | EVP Research Prod, Innovation | F - Tax | $67.76 | -3,375 | 11.8K | -22% | -$228.7K |
| DM | 2024-11-05 | 2024-11-01 | EL | Haney Carl P. | EVP Research Prod, Innovation | M - OptEx | — | -8,181 | 3,476 | -70% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-01 | M | A | 8,181 | — | 15,222 | D | — | — | (F1) Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 2, 2021; September 6, 2022; and August 28, 2023. (F2) Not applicable. |
| 2 | Common | Class A Common Stock | 2024-11-01 | F | D | 3,375 | $67.76 | 11,847 | D | — | — | (F3) Represents the withholding of shares for tax purposes. |
| 3 | Derivative | Restricted Stock Units (Share Payout) | 2024-11-01 | M | D | 836 | — | 0 | D | — · — to 2024-11-01 | 836 Class A Common Stock | (F4) RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares. (F2) Not applicable. (F5) Annual RSUs granted September 2, 2021. |
| 4 | Derivative | Restricted Stock Units (Share Payout) | 2024-11-01 | M | D | 4,360 | — | 0 | D | — · — to 2024-11-01 | 4,360 Class A Common Stock | (F4) RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares. (F2) Not applicable. (F6) Non-annual RSUs granted September 2, 2021. |
| 5 | Derivative | Restricted Stock Units (Share Payout) | 2024-11-01 | M | D | 1,247 | — | 1,248 | D | — · — to 2025-11-03 | 1,247 Class A Common Stock | (F4) RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares. (F2) Not applicable. (F7) Annual RSUs granted September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,248 on November 3, 2025. |
| 6 | Derivative | Restricted Stock Units (Share Payout) | 2024-11-01 | M | D | 1,738 | — | 3,476 | D | — · — to 2026-11-02 | 1,738 Class A Common Stock | (F4) RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares. (F2) Not applicable. (F8) Annual RSUs granted August 28, 2023. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,738 on November 3, 2025; and 1,738 on November 2, 2026. |