Form 4 for CMCO COLUMBUS MCKINNON CORP
Accepted 2021-11-08 00:00:00 ET · period of report 2021-11-05 · accession 0001005229-21-000266 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-08 | 2021-11-05 | CMCO | Rustowicz Gregory P | CFO, VP - Fin | S - Sale+OE | $53.04 | -7,607 | 69.8K | -10% | -$403.5K |
| D | 2021-11-08 | 2021-11-05 | CMCO | Rustowicz Gregory P | CFO, VP - Fin | M - OptEx | $27.12 | +9,330 | 77.4K | +14% | +$253.0K |
| D | 2021-11-08 | 2021-11-05 | CMCO | Rustowicz Gregory P | CFO, VP - Fin | M - OptEx | $0.00 | -9,330 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-05 | S | D | 7,607 | $53.04 | 69,838.91 | D | — | — | (F1) The sale was executed in multiple trades at prices ranging from $52.60 to $53.16, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes 20,527.9129 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,129.4616 shares become fully vested 5/22/2022; 2,237.0704 shares become fully vested 50% per year for two years beginning 5/20/2022; 3,887.3844 shares become fully vested 1/20/2022, 4,412.4498 shares become fully vested 50% per year for two years beginning 5/18/2022, 3.356.1602 shares become fully vested and non-forfeitable 50% per year for two years beginning 7/20/2022, and 5,505.3865 shares become fully vested 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer. |
| 2 | Common | Common Stock | 2021-11-05 | M | A | 9,330 | $27.12 | 77,445.91 | D | — | — | |
| 3 | Derivative | Non-Qualified Stock Options (Right to Buy) | 2021-11-05 | M | D | 9,330 | $0.00 | 0 | D | $27.12 · 2015-05-19 to 2024-05-19 | 9,330 Common Stock |