Form 4 for CMCO COLUMBUS MCKINNON CORP
Accepted 2021-11-08 00:00:00 ET · period of report 2021-11-05 · accession 0001005229-21-000268 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-08 | 2021-11-05 | CMCO | Wozniak Kurt F | VP - Industrial Products | M - OptEx | $21.82 | +16.4K | 60.2K | +37% | +$357.6K |
| D | 2021-11-08 | 2021-11-05 | CMCO | Wozniak Kurt F | VP - Industrial Products | S - Sale+OE | $52.01 | -16.4K | 43.8K | -27% | -$852.4K |
| DM | 2021-11-08 | 2021-11-05 | CMCO | Wozniak Kurt F | VP - Industrial Products | M - OptEx | $0.00 | +16.4K | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-05 | M | A | 4,490 | $15.16 | 48,332.76 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-05 | S | D | 16,390 | $52.01 | 43,842.76 | D | — | — | (F1) The sale was executed in multiple trades at prices ranging from $51.70 to $52.28, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes 12,548.7591 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 711.1426 shares become fully vested 5/22/2022, 1,593.8491 shares become fully vested 50% per year for two years beginning 5/20/2022; 448.4287 shares become fully vested 5/20/2022, 2,721.3713 shares become fully vested 1/20/2022, 3,143.6942 shares become fully vested 50% per year for two years beginning 5/18/2022, and 3,930.2732 shares become fully vested 33.33% per year for three years beginning 5/17/2022,if reporting person remains an employee of issuer. |
| 3 | Common | Common Stock | 2021-11-05 | M | A | 11,900 | $24.33 | 60,232.76 | D | — | — | |
| 4 | Derivative | Non-Qualified Stock Options (Right to Buy) | 2021-11-05 | M | A | 11,900 | $0.00 | 0 | D | $24.33 · 2018-05-22 to 2027-05-21 | 11,900 Common Stock | |
| 5 | Derivative | Non-Qualified Stock Options (Right to Buy) | 2021-11-05 | M | A | 4,490 | $0.00 | 0 | D | $15.16 · 2017-05-23 to 2026-05-22 | 4,490 Common Stock |