Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2021-11-23 00:00:00 ET · period of report 2021-11-21 · accession 0001005817-21-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-23 | 2021-11-21+ | TMP | GRUBER SCOTT L | EVP, Pres, CEO, VIST Bank | F - Tax | $83.37 | -549 | 14.5K | -4% | -$45.8K |
| D | 2021-11-23 | 2021-11-22 | TMP | GRUBER SCOTT L | EVP, Pres, CEO, VIST Bank | M - OptEx | $49.22 | +522 | 14.7K | +4% | +$25.7K |
| D | 2021-11-23 | 2021-11-22 | TMP | GRUBER SCOTT L | EVP, Pres, CEO, VIST Bank | M - OptEx | $0.00 | -522 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-22 | F | D | 399 | $83.55 | 14,129.18 | D | — | — | (F2) Shares withheld for option cost and taxes. |
| 2 | Common | Common Stock | 2021-11-21 | F | D | 150 | $82.89 | 14,528.18 | D | — | — | (F1) Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
| 3 | Common | Common Stock | 2021-11-22 | M | A | 522 | $49.22 | 14,651.18 | D | — | — | |
| 4 | Derivative | Stock Appreciation Rights (SAR) | 2021-11-22 | M | D | 522 | $0.00 | 0 | D | $49.22 · 2021-11-22 to 2024-11-21 | 522 Common Stock | (F3) Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |