Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2025-11-05 00:00:00 ET · period of report 2025-11-03 · accession 0001005817-25-000057 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-05 | 2025-11-03 | TMP | McKenna John M | EVP, Pres. Tompkins Comm. Bank | M - OptEx | $56.29 | +2,235 | 17.2K | +15% | +$125.8K |
| D | 2025-11-05 | 2025-11-03 | TMP | McKenna John M | EVP, Pres. Tompkins Comm. Bank | F - Tax | $64.88 | -2,085 | 15.1K | -12% | -$135.3K |
| D | 2025-11-05 | 2025-11-03 | TMP | McKenna John M | EVP, Pres. Tompkins Comm. Bank | M - OptEx | $0.00 | -2,235 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-03 | M | A | 2,235 | $56.29 | 17,234.92 | D | — | — | |
| 2 | Common | Common Stock | 2025-11-03 | F | D | 2,085 | $64.88 | 15,149.92 | D | — | — | (F1) Shares withheld for Option cost and taxes |
| 3 | Derivative | Stock Appreciation Rights (SAR) | 2025-11-03 | M | D | 2,235 | $0.00 | 0 | D | $56.29 · — to 2025-11-04 | 2,235 Common Stock | (F2) Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |