Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2026-07-30 09:18:09 ET · period of report 2026-07-28 · accession 0001005817-26-000109 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-07-30 09:18 | 2026-07-28 | TMP | ROMAINE STEPHEN S | Pres, CEO, Dir | M - OptEx | $76.90 | +1,734 | 71.6K | +2% | +$133.3K |
| D | 2026-07-30 09:18 | 2026-07-28 | TMP | ROMAINE STEPHEN S | Pres, CEO, Dir | F - Tax | $101.25 | -1,530 | 70.1K | -2% | -$154.9K |
| D | 2026-07-30 09:18 | 2026-07-28 | TMP | ROMAINE STEPHEN S | Pres, CEO, Dir | M - OptEx | $0.00 | -1,734 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-07-28 | M | A | 1,734 | $76.90 | 71,620.70 | D | — | — | |
| 2 | Common | Common Stock | 2026-07-28 | F | D | 1,530 | $101.25 | 70,090.70 | D | — | — | (F1) Shares withheld for option cost and taxes. |
| 3 | Derivative | Stock Appreciation Rights (SAR) | 2026-07-28 | M | D | 1,734 | $0.00 | 0 | D | $76.90 · — to 2026-11-09 | 1,734 Common Stock | (F3) Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |