Form 4 for VATE INNOVATE Corp.
Accepted 2024-04-25 00:00:00 ET · period of report 2024-04-24 · accession 0001006837-24-000062 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-25 | 2024-04-24 | VATE | GFELLER WARREN H | Dir | M - OptEx | $0.7 | +63.4K | 352.4K | +22% | +$44.4K |
| D | 2024-04-25 | 2024-04-24 | VATE | GFELLER WARREN H | Dir | M - OptEx | $0.00 | -221.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-24 | M | A | 63,428 | $0.7 | 352,388 | D | — | — | (F1) These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering. |
| 2 | Derivative | Subscription Rights (right to buy) | 2024-04-24 | M | D | 221,932 | $0.00 | 0 | D | $0.7 · 2024-03-06 to 2024-04-19 | 63,428 Common Stock | (F2) Every one (1) subscription right entitles the reporting person to purchase 0.2858 shares of the Issuer's common stock at a subscription price per full share of $0.70. |