Form 4 for VATE INNOVATE Corp.
Accepted 2026-08-13 16:13:01 ET · period of report 2026-08-11 · accession 0001006837-26-000087 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-08-13 16:13 | 2026-08-11 | VATE | Voigt Paul | Interim CEO | A - Grant | $0.00 | +133.5K | 759.4K | +21% | $0 | |
| 2026-08-13 16:13 | 2026-08-12 | VATE | Voigt Paul | Interim CEO | F - Tax | $7.62 | -60.6K | 698.8K | -8% | -$462.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-11 | A | A | 133,511 | $0.00 | 759,401 | D | — | — | (F1) Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. Second Amended and Restated 2014 Omnibus Equity Award Plan, as amended (the "Plan"). Shares will vest and become exercisable the first anniversary of the Date of Grant (the "Vesting Date"), subject to the continued employment of the Reporting Person on the Vesting Date. |
| 2 | Common | Common Stock | 2026-08-12 | F | D | 60,643 | $7.62 | 698,758 | D | — | — | (F2) Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.372 to $7.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |