Form 4 for NNI NELNET INC
Accepted 2023-09-14 00:00:00 ET · period of report 2023-09-12 · accession 0001008886-23-000211 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MTI | 2023-09-14 | 2023-09-13 | NNI | DUNLAP MICHAEL S | Executive COB of Board, Dir, 10% | G - Gift | $0.00 | -346.5K | 173.2K | -67% | $0 |
| T | 2023-09-14 | 2023-09-12 | NNI | DUNLAP MICHAEL S | Executive COB of Board, Dir, 10% | G - Gift | $0.00 | -40.0K | 1.45M | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-09-13 | G | A | 45 | $0.00 | 45 | I By GRAT | — | — | (F5) Shares held by a separate Michael S. Dunlap 2023 Post Annuity Irrevocable Trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| 2 | Common | Class B Common Stock | 2023-09-13 | G | D | 519,548 | $0.00 | 0 | I By trust | — | — | |
| 3 | Common | Class B Common Stock | 2023-09-13 | G | A | 173,182 | $0.00 | 173,182 | I By trust | — | — | (F3) Shares held by a Michael S. Dunlap 2023 Post Annuity Irrevocable Trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| 4 | Common | Class B Common Stock | 2023-09-13 | G | A | 173,183 | $0.00 | 173,183 | I By trust | — | — | (F4) Shares held by a separate Michael S. Dunlap 2023 Post Annuity Irrevocable Trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| 5 | Common | Class A Common Stock | 2023-09-13 | G | D | 346,592 | $0.00 | 0 | I By trust | — | — | |
| 6 | Common | Class A Common Stock | 2023-09-12 | G | D | 40,000 | $0.00 | 1,452,982 | D By GRAT | — | — | |
| 7 | Common | Class A Common Stock | 2023-09-13 | G | A | 45 | $0.00 | 45 | I By trust | — | — | (F4) Shares held by a separate Michael S. Dunlap 2023 Post Annuity Irrevocable Trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| 8 | Common | Class A Common Stock | 2023-09-13 | G | A | 46 | $0.00 | 46 | I By trust | — | — | (F3) Shares held by a Michael S. Dunlap 2023 Post Annuity Irrevocable Trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| 9 | Common | Class B Common Stock | 2023-09-13 | G | A | 173,183 | $0.00 | 173,183 | I | — | — | (F5) Shares held by a separate Michael S. Dunlap 2023 Post Annuity Irrevocable Trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |