Form 4 for FDS FactSet
Accepted 2021-08-13 00:00:00 ET · period of report 2021-08-12 · accession 0001013237-21-000095 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-13 | 2021-08-12 | FDS | Stern Rachel Rebecca | EVP, CLO | M - OptEx | $141.35 | +6,809 | 5,576 | New | +$962.5K |
| D | 2021-08-13 | 2021-08-12 | FDS | Stern Rachel Rebecca | EVP, CLO | S - Sale+OE | $363.00 | -6,809 | 0 | -100% | -$2.47M |
| DM | 2021-08-13 | 2021-08-12 | FDS | Stern Rachel Rebecca | EVP, CLO | M - OptEx | $0.00 | -6,809 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-12 | M | A | 2,920 | $131.31 | 2,920 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-12 | S | D | 6,809 | $363.00 | 0 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-12 | M | A | 1,233 | $92.22 | 6,809 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-12 | M | A | 2,656 | $175.20 | 5,576 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-08-12 | M | D | 2,920 | $0.00 | 0 | D | $131.31 · — to 2024-11-03 | 2,920 Common Stock | (F1) Options were granted on November 3, 2014 and vest over a five year period with 60% exercisable on the third anniversary of the date of grant and 40% exercisable on the fifth anniversary of the date of grant. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-08-12 | M | D | 1,233 | $0.00 | 0 | D | $92.22 · — to 2022-11-01 | 1,233 Common Stock | (F3) Options were granted on November 1, 2012 and are performance-based awards which vest based on the achievement by the issuer of certain financial performance criteria. These options vest over a five year period, with 40% exercisable on the second anniversary of the date of grant, with the remainder vesting at a rate of 1.67% per month thereafter. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-08-12 | M | D | 2,656 | $0.00 | 0 | D | $175.20 · — to 2025-11-02 | 2,656 Common Stock | (F2) Options were granted on November 2, 2015 and vest ratably at 20% per year over five years upon the anniversary of the date of grant. |