Form 4 for FDS FactSet
Accepted 2023-11-13 00:00:00 ET · period of report 2023-11-09 · accession 0001013237-23-000177 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-13 | 2023-11-13 | FDS | Stern Rachel Rebecca | EVP, CLO | S - Sale+OE | $450.00 | -6,339 | 2,050 | -76% | -$2.85M |
| D | 2023-11-13 | 2023-11-09 | FDS | Stern Rachel Rebecca | EVP, CLO | F - Tax | $448.55 | -661 | 2,050 | -24% | -$296.5K |
| D | 2023-11-13 | 2023-11-09 | FDS | Stern Rachel Rebecca | EVP, CLO | A - Grant | $0.00 | +1,714 | 2,711 | +172% | $0 |
| D | 2023-11-13 | 2023-11-13 | FDS | Stern Rachel Rebecca | EVP, CLO | M - OptEx | $152.28 | +6,339 | 8,389 | +309% | +$965.3K |
| D | 2023-11-13 | 2023-11-13 | FDS | Stern Rachel Rebecca | EVP, CLO | M - OptEx | $0.00 | -6,339 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-13 | S | D | 6,339 | $450.00 | 2,050 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-09 | F | D | 661 | $448.55 | 2,050 | D | — | — | (F2) Represents the number of shares withheld to cover the cost of taxes upon vesting on November 9, 2023, of PSUs granted on November 9, 2020. |
| 3 | Common | Common Stock | 2023-11-09 | A | A | 1,714 | $0.00 | 2,711 | D | — | — | (F1) Represents common stock received upon the vesting on November 9, 2023, of performance share units ("PSUs") granted on November 9, 2020. Each PSU converted into 1.5 shares of common stock upon vesting based on the Company's performance during the three-fiscal year period beginning September 1, 2020 and ending August 31, 2023 (the "Performance Period") measured against performance goals established for the Performance Period based 50% on the Company's adjusted cumulative operating earnings and 50% on the Company's adjusted cumulative revenues during the Performance Period. |
| 4 | Common | Common Stock | 2023-11-13 | M | A | 6,339 | $152.28 | 8,389 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-11-13 | M | D | 6,339 | $0.00 | 0 | D | $152.28 · — to 2026-11-01 | 6,339 Common Stock | (F3) Options were granted on November 1, 2016 and vest ratably at 20% per year over five years upon the anniversary of the date of grant. |