Form 4 for FDS FactSet
Accepted 2023-12-26 00:00:00 ET · period of report 2023-12-21 · accession 0001013237-23-000199 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-26 | 2023-12-21 | FDS | Stern Rachel Rebecca | EVP, CLO | S - Sale+OE | $462.11 | -6,215 | 3,543 | -64% | -$2.87M |
| D | 2023-12-26 | 2023-12-21 | FDS | Stern Rachel Rebecca | EVP, CLO | M - OptEx | $189.98 | +6,215 | 8,265 | +303% | +$1.18M |
| D | 2023-12-26 | 2023-12-21 | FDS | Stern Rachel Rebecca | EVP, CLO | M - OptEx | $0.00 | -6,215 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-21 | S | D | 1,493 | $462.90 | 2,050 | D | — | — | (F2) This transaction was executed in multiple trades with sales prices ranging from $462.49 to $463.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2023-12-21 | M | A | 6,215 | $189.98 | 8,265 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-21 | S | D | 4,722 | $461.86 | 3,543 | D | — | — | (F1) This transaction was executed in multiple trades with sales prices ranging from $461.44 to $462.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-12-21 | M | D | 6,215 | $0.00 | 0 | D | $189.98 · — to 2027-11-02 | 6,215 Common Stock | (F3) Options granted on November 2, 2017 vest 20% annually on the anniversary date of the grant and are fully vested after five years. |