Form 4 for MLTX MoonLake Immunotherapeutics
Accepted 2023-10-03 00:00:00 ET · period of report 2023-10-01 · accession 0001013762-23-001303 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-03 | 2023-10-01 | MLTX | Sturge Simon | Dir | D - Sale to Iss | — | -343.0K | 0 | -100% | — |
| D | 2023-10-03 | 2023-10-01 | MLTX | Sturge Simon | Dir | C - Cnv Deriv | — | +343.0K | 343.0K | New | — |
| D | 2023-10-03 | 2023-10-01 | MLTX | Sturge Simon | Dir | C - Cnv Deriv | — | -10.2K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C ordinary shares, par value $0.0001 per share | 2023-10-01 | D | D | 342,980 | — | 0 | D | — | — | (F2) The common shares of MoonLake AG may be exchanged at the holder's option into Class A ordinary shares at a rate of 1 common share of MoonLake AG for 33.638698 Class A ordinary shares, rounded to the nearest whole share. Upon any such exchange of a common share of MoonLake AG, the corresponding Class C ordinary share of the Issuer will be automatically cancelled. |
| 2 | Common | Class A ordinary shares, par value $0.0001 per share | 2023-10-01 | C | A | 342,980 | — | 342,980 | D | — | — | (F2) The common shares of MoonLake AG may be exchanged at the holder's option into Class A ordinary shares at a rate of 1 common share of MoonLake AG for 33.638698 Class A ordinary shares, rounded to the nearest whole share. Upon any such exchange of a common share of MoonLake AG, the corresponding Class C ordinary share of the Issuer will be automatically cancelled. |
| 3 | Derivative | Common shares, par value CHF 0.10 per share, of MoonLake AG | 2023-10-01 | C | D | 10,196 | — | 0 | D | — · — to — | 342,980 Class A ordinary shares, par value $0.0001 per share | (F2) The common shares of MoonLake AG may be exchanged at the holder's option into Class A ordinary shares at a rate of 1 common share of MoonLake AG for 33.638698 Class A ordinary shares, rounded to the nearest whole share. Upon any such exchange of a common share of MoonLake AG, the corresponding Class C ordinary share of the Issuer will be automatically cancelled. |