Form 4 for PEGA PEGASYSTEMS INC
Accepted 2021-08-26 00:00:00 ET · period of report 2021-08-24 · accession 0001013857-21-000198 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-26 | 2021-08-24 | PEGA | STILLWELL KENNETH | COO, CFO | M - OptEx | $27.74 | +8,076 | 12.9K | +167% | +$224.0K |
| DM | 2021-08-26 | 2021-08-24 | PEGA | STILLWELL KENNETH | COO, CFO | F - Tax | $133.12 | -4,519 | 9,800 | -32% | -$601.6K |
| D | 2021-08-26 | 2021-08-24 | PEGA | STILLWELL KENNETH | COO, CFO | S - Sale+OE | $133.10 | -1,101 | 7,344 | -13% | -$146.5K |
| DM | 2021-08-26 | 2021-08-24 | PEGA | STILLWELL KENNETH | COO, CFO | M - OptEx | $0.00 | -8,076 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2021-08-24 | M | A | 2,500 | $27.74 | 9,844 | D | — | — | |
| 2 | Common | Common stock | 2021-08-24 | F | D | 1,399 | $133.13 | 8,445 | D | — | — | (F1) Represents the exercise price of the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value. |
| 3 | Common | Common stock | 2021-08-24 | S | D | 1,101 | $133.10 | 7,344 | D | — | — | |
| 4 | Common | Common stock | 2021-08-24 | M | A | 5,576 | $27.74 | 12,920 | D | — | — | |
| 5 | Common | Common stock | 2021-08-24 | F | D | 3,120 | $133.12 | 9,800 | D | — | — | (F1) Represents the exercise price of the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value. (F2) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 6 | Derivative | Stock Options | 2021-08-24 | M | D | 2,500 | $0.00 | 5,576 | D | $27.74 · 2017-08-01 to 2026-08-01 | 2,500 Common stock | (F3) Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly amounts. |
| 7 | Derivative | Stock Options | 2021-08-24 | M | D | 5,576 | $0.00 | 0 | D | $27.74 · 2017-08-01 to 2026-08-01 | 5,576 Common stock | (F3) Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly amounts. |