Form 4 for PEGA PEGASYSTEMS INC
Accepted 2021-08-30 00:00:00 ET · period of report 2021-08-26 · accession 0001013857-21-000200 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-30 | 2021-08-26 | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | S - Sale+OE | $135.00 | -673 | 2,438 | -22% | -$90.9K |
| DM | 2021-08-30 | 2021-08-26 | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | F - Tax | $135.00 | -433 | 2,732 | -14% | -$58.5K |
| DM | 2021-08-30 | 2021-08-26 | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $26.36 | +1,106 | 2,916 | +61% | +$29.2K |
| DM | 2021-08-30 | 2021-08-26 | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $0.00 | -1,106 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2021-08-26 | S | D | 379 | $135.00 | 2,438 | D | — | — | (F2) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 2 | Common | Common stock | 2021-08-26 | F | D | 249 | $135.00 | 2,817 | D | — | — | (F1) Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value. |
| 3 | Common | Common stock | 2021-08-26 | M | A | 628 | $27.24 | 3,066 | D | — | — | |
| 4 | Common | Common stock | 2021-08-26 | S | D | 294 | $135.00 | 2,438 | D | — | — | |
| 5 | Common | Common stock | 2021-08-26 | F | D | 184 | $135.00 | 2,732 | D | — | — | (F1) Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value. |
| 6 | Common | Common stock | 2021-08-26 | M | A | 478 | $25.20 | 2,916 | D | — | — | |
| 7 | Derivative | Stock Options | 2021-08-26 | M | D | 628 | $0.00 | 314 | D | $27.24 · 2017-09-12 to 2026-09-12 | 628 Common stock | (F4) Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. |
| 8 | Derivative | Stock Options | 2021-08-26 | M | D | 478 | $0.00 | 0 | D | $25.20 · 2017-03-09 to 2026-03-09 | 478 Common stock | (F3) Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. |