Form 4 for PEGA PEGASYSTEMS INC
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-02 · accession 0001013857-21-000204 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-03 | 2021-09-02+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | F - Tax | $141.07 | -61 | 2,567 | -2% | -$8,605 |
| DM | 2021-09-03 | 2021-09-02+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $0.00 | +248 | 2,644 | +10% | $0 |
| DM | 2021-09-03 | 2021-09-02+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $0.00 | -248 | 1,073 | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2021-09-03 | F | D | 19 | $141.01 | 2,625 | D | — | — | (F3) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 2 | Common | Common stock | 2021-09-02 | F | D | 42 | $141.10 | 2,567 | D | — | — | |
| 3 | Common | Common stock | 2021-09-02 | M | A | 171 | $0.00 | 2,609 | D | — | — | (F1) Represents a 5% vesting on September 2, 2021. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 4 | Common | Common stock | 2021-09-03 | M | A | 77 | $0.00 | 2,644 | D | — | — | (F2) Represents a 5% vesting on September 3, 2021. The original grant 1,533 restricted stock units, with 20% on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 5 | Derivative | Restricted Stock Units | 2021-09-02 | M | D | 171 | $0.00 | 341 | D | $0.00 · 2018-03-02 to — | 171 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on September 2, 2021. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |
| 6 | Derivative | Restricted Stock Units | 2021-09-03 | M | D | 77 | $0.00 | 1,073 | D | $0.00 · 2021-03-03 to — | 77 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on September 3, 2021. The original grant 1,533 restricted stock units, with 20% on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |