Form 4 for PEGA PEGASYSTEMS INC
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-03 · accession 0001013857-21-000210 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-03 | 2021-09-03 | PEGA | TREFLER ALAN | CEO, COB, 10% | F - Tax | $141.01 | -618 | 39.80M | -0.0% | -$87.1K |
| D | 2021-09-03 | 2021-09-03 | PEGA | TREFLER ALAN | CEO, COB, 10% | M - OptEx | $0.00 | +1,393 | 39.80M | +0.0% | $0 |
| D | 2021-09-03 | 2021-09-03 | PEGA | TREFLER ALAN | CEO, COB, 10% | M - OptEx | $0.00 | -1,393 | 19.5K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2021-09-03 | F | D | 618 | $141.01 | 39,801,452 | D | — | — | (F2) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 2 | Common | Common stock | 2021-09-03 | M | A | 1,393 | $0.00 | 39,802,070 | D | — | — | (F1) Represents a 5% vesting on September 3, 2021. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 3 | Derivative | Restricted Stock Units | 2021-09-03 | M | D | 1,393 | $0.00 | 19,503 | D | $0.00 · 2021-03-03 to — | 1,393 Common stock | (F3) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on September 3, 2021. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F4) Once vested, the shares of common stock are not subject to expiration. |