Form 4 for PEGA PEGASYSTEMS INC
Accepted 2021-09-09 00:00:00 ET · period of report 2021-09-07 · accession 0001013857-21-000214 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-09 | 2021-09-07 | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | F - Tax | $142.39 | -56 | 2,721 | -2% | -$7,974 |
| DM | 2021-09-09 | 2021-09-07 | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $0.00 | +226 | 2,753 | +9% | $0 |
| DM | 2021-09-09 | 2021-09-07 | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $0.00 | -226 | 976 | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2021-09-07 | F | D | 24 | $142.39 | 2,795 | D | — | — | (F3) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 2 | Common | Common stock | 2021-09-07 | M | A | 98 | $0.00 | 2,819 | D | — | — | (F2) Represents a 5% vesting on September 6, 2021, with a release date of September 7, 2021, the first business day following vesting. The original grant was 1,952 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 3 | Common | Common stock | 2021-09-07 | F | D | 32 | $142.39 | 2,721 | D | — | — | |
| 4 | Common | Common stock | 2021-09-07 | M | A | 128 | $0.00 | 2,753 | D | — | — | (F1) Represents a 5% vesting on September 5, 2021, with a release date of September 7, 2021, the first business day following vesting. The original grant was 2,558 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 5 | Derivative | Restricted Stock Units | 2021-09-07 | M | D | 128 | $0.00 | 768 | D | $0.00 · 2019-03-05 to — | 128 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on September 5, 2021, with a release date of September 7, 2021, the first business day following vesting. The original grant was 2,558 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |
| 6 | Derivative | Restricted Stock Units | 2021-09-07 | M | D | 98 | $0.00 | 976 | D | $0.00 · 2020-03-06 to — | 98 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on September 6, 2021, with a release date of September 7, 2021, the first business day following vesting. The original grant was 1,952 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |