Form 4 for PEGA PEGASYSTEMS INC
Accepted 2021-09-09 00:00:00 ET · period of report 2021-09-07 · accession 0001013857-21-000218 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-09 | 2021-09-07 | PEGA | STILLWELL KENNETH | COO, CFO | M - OptEx | $0.00 | +855 | 9,995 | +9% | $0 |
| DM | 2021-09-09 | 2021-09-07 | PEGA | STILLWELL KENNETH | COO, CFO | F - Tax | $142.39 | -337 | 9,826 | -3% | -$48.0K |
| DM | 2021-09-09 | 2021-09-07 | PEGA | STILLWELL KENNETH | COO, CFO | M - OptEx | $0.00 | -855 | 2,558 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2021-09-07 | M | A | 426 | $0.00 | 9,734 | D | — | — | (F1) Represents a 5% vesting on September 5, 2021, with a release date of September 7, 2021, the first business day following vesting. The original grant was 8,524 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 2 | Common | Common stock | 2021-09-07 | F | D | 168 | $142.39 | 9,566 | D | — | — | |
| 3 | Common | Common stock | 2021-09-07 | M | A | 429 | $0.00 | 9,995 | D | — | — | (F2) Represents a 5% vesting on September 6, 2021, with a release date of September 7, 2021, the first business day following vesting. The original grant was 8,586 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 4 | Common | Common stock | 2021-09-07 | F | D | 169 | $142.39 | 9,826 | D | — | — | (F3) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 5 | Derivative | Restricted Stock Units | 2021-09-07 | M | D | 429 | $0.00 | 4,293 | D | $0.00 · 2020-03-06 to — | 429 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on September 6, 2021, with a release date of September 7, 2021, the first business day following vesting. The original grant was 8,586 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |
| 6 | Derivative | Restricted Stock Units | 2021-09-07 | M | D | 426 | $0.00 | 2,558 | D | $0.00 · 2019-03-05 to — | 426 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on September 5, 2021, with a release date of September 7, 2021, the first business day following vesting. The original grant was 8,524 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |