Form 4 for PEGA PEGASYSTEMS INC
Accepted 2021-12-06 00:00:00 ET · period of report 2021-12-02 · accession 0001013857-21-000259 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-06 | 2021-12-02+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $0.00 | +247 | 2,535 | +11% | $0 |
| DM | 2021-12-06 | 2021-12-02+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | F - Tax | $109.79 | -61 | 2,551 | -2% | -$6,697 |
| DM | 2021-12-06 | 2021-12-02+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $0.00 | -247 | 171 | -59% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2021-12-03 | M | A | 77 | $0.00 | 2,570 | D | — | — | (F2) Represents a 5% vesting on December 3, 2021. The original grant was 1,533 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 2 | Common | Common stock | 2021-12-02 | F | D | 42 | $109.36 | 2,493 | D | — | — | |
| 3 | Common | Common stock | 2021-12-02 | M | A | 170 | $0.00 | 2,535 | D | — | — | (F1) Represents a 5% vesting on December 2, 2021. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 4 | Common | Common stock | 2021-12-03 | F | D | 19 | $110.74 | 2,551 | D | — | — | (F3) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 5 | Derivative | Restricted Stock Units | 2021-12-03 | M | D | 77 | $0.00 | 996 | D | $0.00 · 2021-03-03 to — | 77 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on December 3, 2021. The original grant was 1,533 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |
| 6 | Derivative | Restricted Stock Units | 2021-12-02 | M | D | 170 | $0.00 | 171 | D | $0.00 · 2018-03-02 to — | 170 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on December 2, 2021. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |