Form 4 for PEGA PEGASYSTEMS INC
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-08 · accession 0001013857-21-000275 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-10 | 2021-12-08 | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | S - Sale+OE | $115.00 | -181 | 2,721 | -6% | -$20.8K |
| D | 2021-12-10 | 2021-12-08 | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | F - Tax | $115.00 | -133 | 2,902 | -4% | -$15.3K |
| D | 2021-12-10 | 2021-12-08 | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $27.24 | +314 | 3,035 | +12% | +$8,553 |
| D | 2021-12-10 | 2021-12-08 | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $0.00 | -314 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2021-12-08 | S | D | 181 | $115.00 | 2,721 | D | — | — | (F2) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 2 | Common | Common stock | 2021-12-08 | F | D | 133 | $115.00 | 2,902 | D | — | — | (F1) Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value. |
| 3 | Common | Common stock | 2021-12-08 | M | A | 314 | $27.24 | 3,035 | D | — | — | |
| 4 | Derivative | Stock Options | 2021-12-08 | M | D | 314 | $0.00 | 0 | D | $27.24 · 2017-09-12 to 2026-09-12 | 314 Common stock | (F3) Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. |