Form 4 for PEGA PEGASYSTEMS INC
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001013857-22-000057 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-03 | 2022-03-02+ | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | +1,474 | 21.2K | +7% | $0 |
| DM | 2022-03-03 | 2022-03-02+ | PEGA | Trefler Leon | Chief of Clients, Markets | F - Tax | $85.53 | -434 | 21.1K | -2% | -$37.1K |
| DM | 2022-03-03 | 2022-03-01 | PEGA | Trefler Leon | Chief of Clients, Markets | A - Grant | $0.00 | +48.7K | 36.9K | New | $0 |
| DM | 2022-03-03 | 2022-03-02+ | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | -1,474 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2022-03-02 | M | A | 370 | $0.00 | 20,390 | D | — | — | (F1) Represents a 5% vesting on March 2, 2022. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 2 | Common | Common stock | 2022-03-02 | F | D | 109 | $85.40 | 20,281 | D | — | — | |
| 3 | Common | Common stock | 2022-03-02 | M | A | 769 | $0.00 | 21,050 | D | — | — | (F2) Represents a 20% vesting on March 2, 2022. The original grant was 3,843 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 4 | Common | Common stock | 2022-03-02 | F | D | 226 | $85.40 | 20,824 | D | — | — | |
| 5 | Common | Common stock | 2022-03-03 | F | D | 99 | $85.99 | 21,060 | D | — | — | (F4) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 6 | Common | Common stock | 2022-03-03 | M | A | 335 | $0.00 | 21,159 | D | — | — | (F3) Represents a 5% vesting on March 3, 2022. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 7 | Derivative | Restricted Stock Units | 2022-03-01 | A | A | 11,754 | $0.00 | 11,754 | D | $0.00 · 2023-03-01 to — | 11,754 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F6) RSUs will vest 20% on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |
| 8 | Derivative | Stock Options | 2022-03-01 | A | A | 36,928 | $0.00 | 36,928 | D | $85.40 · 2023-03-01 to 2032-03-01 | 36,928 Common stock | (F8) Options will vest 20% on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 9 | Derivative | Restricted Stock Units | 2022-03-03 | M | D | 335 | $0.00 | 4,012 | D | $0.00 · 2021-03-03 to — | 335 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F3) Represents a 5% vesting on March 3, 2022. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |
| 10 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 769 | $0.00 | 3,074 | D | $0.00 · 2022-03-02 to — | 769 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 20% vesting on March 2, 2022. The original grant was 3,843 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |
| 11 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 370 | $0.00 | 0 | D | $0.00 · 2018-03-02 to — | 370 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on March 2, 2022. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |