Form 4 for PEGA PEGASYSTEMS INC
Accepted 2022-06-03 00:00:00 ET · period of report 2022-06-01 · accession 0001013857-22-000104 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-03 | 2022-06-01 | PEGA | Higgins John Gerard | Chief, Client, Partner Success | F - Tax | $49.54 | -310 | 1,571 | -16% | -$15.4K |
| DM | 2022-06-03 | 2022-06-01 | PEGA | Higgins John Gerard | Chief, Client, Partner Success | M - OptEx | $0.00 | +554 | 1,788 | +45% | $0 |
| DM | 2022-06-03 | 2022-06-01 | PEGA | Higgins John Gerard | Chief, Client, Partner Success | M - OptEx | $0.00 | -554 | 1,381 | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2022-06-01 | F | D | 258 | $49.54 | 1,530 | D | — | — | |
| 2 | Common | Common stock | 2022-06-01 | M | A | 93 | $0.00 | 1,623 | D | — | — | (F2) Represents a 5% vesting on June 1, 2022. The original grant was 1,842 restricted stock units with 20% vesting on March 1, 2022 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. |
| 3 | Common | Common stock | 2022-06-01 | M | A | 461 | $0.00 | 1,788 | D | — | — | (F1) Represents a 5% vesting on June 1, 2022. The original grant was 9,207 restricted stock units with 5% vesting on June 1, 2021, with the remaining 95% vesting in 5% quarterly installments. |
| 4 | Common | Common stock | 2022-06-01 | F | D | 52 | $49.54 | 1,571 | D | — | — | (F3) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Includes shares acquired on March 31, 2022 pursuant to the company's employee stock purchase plan. |
| 5 | Derivative | Restricted Stock Units | 2022-06-01 | M | D | 461 | $0.00 | 6,902 | D | $0.00 · 2021-06-01 to — | 461 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F5) Once vested, the shares of common stock are not subject to expiration. |
| 6 | Derivative | Restricted Stock Units | 2022-06-01 | M | D | 93 | $0.00 | 1,381 | D | $0.00 · 2022-03-01 to — | 93 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F5) Once vested, the shares of common stock are not subject to expiration. |