Form 4 for PEGA PEGASYSTEMS INC
Accepted 2022-06-07 00:00:00 ET · period of report 2022-06-03 · accession 0001013857-22-000126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-07 | 2022-06-03+ | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | +1,087 | 22.1K | +5% | $0 |
| DM | 2022-06-07 | 2022-06-03+ | PEGA | Trefler Leon | Chief of Clients, Markets | F - Tax | $53.17 | -321 | 22.0K | -1% | -$17.1K |
| D | 2022-06-07 | 2022-06-05 | PEGA | Trefler Leon | Chief of Clients, Markets | A - Grant | $0.00 | +50.0K | 50.0K | New | $0 |
| DM | 2022-06-07 | 2022-06-03+ | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | -1,087 | 1,087 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2022-06-06 | M | A | 390 | $0.00 | 22,607 | D | — | — | (F3) Represents a 5% vesting on June 6, 2022. The original grant was 7,806 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 2 | Common | Common stock | 2022-06-06 | F | D | 115 | $52.47 | 22,492 | D | — | — | (F4) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 3 | Common | Common stock | 2022-06-06 | F | D | 107 | $52.47 | 22,217 | D | — | — | |
| 4 | Common | Common stock | 2022-06-06 | M | A | 363 | $0.00 | 22,324 | D | — | — | (F2) Represents a 5% vesting on June 5, 2022, with a release date of June 6, 2022, the first business day following vesting. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 5 | Common | Common stock | 2022-06-03 | F | D | 99 | $54.73 | 21,961 | D | — | — | |
| 6 | Common | Common stock | 2022-06-03 | M | A | 334 | $0.00 | 22,060 | D | — | — | (F1) Represents a 5% vesting on June 3, 2022. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 7 | Derivative | Stock Options | 2022-06-05 | A | A | 50,000 | $0.00 | 50,000 | D | $52.47 · 2023-06-05 to 2032-06-05 | 50,000 Common stock | (F7) Options will vest 33% on June 5, 2023, with the remaining 66% vesting in equal quarterly installments over the remaining two years. |
| 8 | Derivative | Restricted Stock Units | 2022-06-03 | M | D | 334 | $0.00 | 3,678 | D | $0.00 · 2021-03-03 to — | 334 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on June 3, 2022. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F6) Once vested, shares of common stock are not subject to expiration. |
| 9 | Derivative | Restricted Stock Units | 2022-06-06 | M | D | 390 | $0.00 | 2,732 | D | $0.00 · 2020-03-06 to — | 390 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F3) Represents a 5% vesting on June 6, 2022. The original grant was 7,806 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F6) Once vested, shares of common stock are not subject to expiration. |
| 10 | Derivative | Restricted Stock Units | 2022-06-06 | M | D | 363 | $0.00 | 1,087 | D | $0.00 · 2019-03-05 to — | 363 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on June 5, 2022, with a release date of June 6, 2022, the first business day following vesting. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F6) Once vested, shares of common stock are not subject to expiration. |