Form 4 for PEGA PEGASYSTEMS INC
Accepted 2022-09-06 00:00:00 ET · period of report 2022-09-01 · accession 0001013857-22-000155 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-06 | 2022-09-01 | PEGA | Higgins John Gerard | Chief, Client, Partner Success | F - Tax | $36.61 | -310 | 2,015 | -13% | -$11.3K |
| DM | 2022-09-06 | 2022-09-01 | PEGA | Higgins John Gerard | Chief, Client, Partner Success | M - OptEx | $0.00 | +553 | 2,273 | +32% | $0 |
| DM | 2022-09-06 | 2022-09-01 | PEGA | Higgins John Gerard | Chief, Client, Partner Success | M - OptEx | $0.00 | -553 | 6,441 | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2022-09-01 | F | D | 52 | $36.61 | 2,055 | D | — | — | (F3) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Includes shares acquired on June 30, 2022 pursuant to the company's employee stock purchase plan. |
| 2 | Common | Common stock | 2022-09-01 | M | A | 92 | $0.00 | 2,107 | D | — | — | (F2) Represents a 5% vesting on September 1, 2022. The original grant was 1,842 restricted stock units with 20% vesting on March 1, 2022 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. |
| 3 | Common | Common stock | 2022-09-01 | F | D | 258 | $36.61 | 2,015 | D | — | — | |
| 4 | Common | Common stock | 2022-09-01 | M | A | 461 | $0.00 | 2,273 | D | — | — | (F1) Represents a 5% vesting on September 1, 2022. The original grant was 9,207 restricted stock units with 5% vesting on June 1, 2021, with the remaining 95% vesting in 5% quarterly installments. |
| 5 | Derivative | Restricted Stock Units | 2022-09-01 | M | D | 92 | $0.00 | 1,289 | D | $0.00 · 2022-03-01 to — | 92 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on September 1, 2022. The original grant was 1,842 restricted stock units with 20% vesting on March 1, 2022 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |
| 6 | Derivative | Restricted Stock Units | 2022-09-01 | M | D | 461 | $0.00 | 6,441 | D | $0.00 · 2021-06-01 to — | 461 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on September 1, 2022. The original grant was 9,207 restricted stock units with 5% vesting on June 1, 2021, with the remaining 95% vesting in 5% quarterly installments. (F5) Once vested, the shares of common stock are not subject to expiration. |