Form 4 for PEGA PEGASYSTEMS INC
Accepted 2022-09-07 00:00:00 ET · period of report 2022-09-02 · accession 0001013857-22-000159 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-07 | 2022-09-02+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $0.00 | +354 | 2,333 | +18% | $0 |
| DM | 2022-09-07 | 2022-09-02+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | F - Tax | $35.83 | -88 | 2,309 | -4% | -$3,153 |
| DM | 2022-09-07 | 2022-09-02+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $0.00 | -354 | 586 | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2022-09-02 | M | A | 53 | $0.00 | 2,096 | D | — | — | (F1) Represents a 5% vesting on September 2, 2022. The original grant was 1,057 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years |
| 2 | Common | Common stock | 2022-09-02 | F | D | 13 | $36.78 | 2,083 | D | — | — | |
| 3 | Common | Common stock | 2022-09-06 | M | A | 76 | $0.00 | 2,159 | D | — | — | (F2) Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 1,533 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 4 | Common | Common stock | 2022-09-06 | F | D | 19 | $35.66 | 2,140 | D | — | — | |
| 5 | Common | Common stock | 2022-09-06 | M | A | 128 | $0.00 | 2,268 | D | — | — | (F3) Represents a 5% vesting on September 5, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 2,558 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 6 | Common | Common stock | 2022-09-06 | F | D | 32 | $35.66 | 2,236 | D | — | — | |
| 7 | Common | Common stock | 2022-09-06 | M | A | 97 | $0.00 | 2,333 | D | — | — | (F4) Represents a 5% vesting on September 6, 2022. The original grant was 1,952 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 8 | Common | Common stock | 2022-09-06 | F | D | 24 | $35.66 | 2,309 | D | — | — | (F5) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 9 | Derivative | Restricted Stock Units | 2022-09-06 | M | D | 128 | $0.00 | 256 | D | $0.00 · 2019-03-05 to — | 128 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F3) Represents a 5% vesting on September 5, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 2,558 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |
| 10 | Derivative | Restricted Stock Units | 2022-09-06 | M | D | 76 | $0.00 | 767 | D | $0.00 · 2021-03-03 to — | 76 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 1,533 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |
| 11 | Derivative | Restricted Stock Units | 2022-09-02 | M | D | 53 | $0.00 | 740 | D | $0.00 · 2022-03-02 to — | 53 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on September 2, 2022. The original grant was 1,057 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years (F7) Once vested, the shares of common stock are not subject to expiration. |
| 12 | Derivative | Restricted Stock Units | 2022-09-06 | M | D | 97 | $0.00 | 586 | D | $0.00 · 2020-03-06 to — | 97 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F4) Represents a 5% vesting on September 6, 2022. The original grant was 1,952 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |