Form 4 for PEGA PEGASYSTEMS INC
Accepted 2022-09-07 00:00:00 ET · period of report 2022-09-02 · accession 0001013857-22-000163 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-07 | 2022-09-02+ | PEGA | TREFLER ALAN | CEO, COB, 10% | M - OptEx | $0.00 | +4,593 | 39.81M | +0.0% | $0 |
| DM | 2022-09-07 | 2022-09-02+ | PEGA | TREFLER ALAN | CEO, COB, 10% | F - Tax | $35.96 | -2,038 | 39.80M | -0.0% | -$73.3K |
| DM | 2022-09-07 | 2022-09-02+ | PEGA | TREFLER ALAN | CEO, COB, 10% | M - OptEx | $0.00 | -4,593 | 11.7K | -28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2022-09-02 | M | A | 1,249 | $0.00 | 39,804,333 | D | — | — | (F1) Represents a 5% vesting on September 2, 2022. The original grant was 24,976 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 2 | Common | Common stock | 2022-09-02 | F | D | 554 | $36.78 | 39,803,779 | D | — | — | |
| 3 | Common | Common stock | 2022-09-06 | F | D | 866 | $35.66 | 39,805,639 | D | — | — | (F4) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 4 | Common | Common stock | 2022-09-06 | F | D | 618 | $35.66 | 39,804,554 | D | — | — | |
| 5 | Common | Common stock | 2022-09-06 | M | A | 1,951 | $0.00 | 39,806,505 | D | — | — | (F3) Represents a 5% vesting on September 6, 2022. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 6 | Common | Common stock | 2022-09-06 | M | A | 1,393 | $0.00 | 39,805,172 | D | — | — | (F2) Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 7 | Derivative | Restricted Stock Units | 2022-09-06 | M | D | 1,393 | $0.00 | 13,931 | D | $0.00 · 2021-03-03 to — | 1,393 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F6) Once vested, the shares of common stock are not subject to expiration. |
| 8 | Derivative | Restricted Stock Units | 2022-09-02 | M | D | 1,249 | $0.00 | 17,483 | D | $0.00 · 2022-03-02 to — | 1,249 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on September 2, 2022. The original grant was 24,976 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F6) Once vested, the shares of common stock are not subject to expiration. |
| 9 | Derivative | Restricted Stock Units | 2022-09-06 | M | D | 1,951 | $0.00 | 11,708 | D | $0.00 · 2020-03-06 to — | 1,951 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F3) Represents a 5% vesting on September 6, 2022. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F6) Once vested, the shares of common stock are not subject to expiration. |