Form 4 for PEGA PEGASYSTEMS INC
Accepted 2022-12-06 00:00:00 ET · period of report 2022-12-02 · accession 0001013857-22-000197 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-06 | 2022-12-02+ | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | +1,280 | 28.4K | +5% | $0 |
| DM | 2022-12-06 | 2022-12-02+ | PEGA | Trefler Leon | Chief of Clients, Markets | F - Tax | $36.60 | -505 | 28.2K | -2% | -$18.5K |
| DM | 2022-12-06 | 2022-12-02+ | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | -1,280 | 1,951 | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2022-12-02 | M | A | 192 | $0.00 | 27,627 | D | — | — | (F1) Represents a 5% vesting on December 2, 2022. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 2 | Common | Common stock | 2022-12-02 | F | D | 76 | $37.40 | 27,551 | D | — | — | |
| 3 | Common | Common stock | 2022-12-05 | M | A | 335 | $0.00 | 27,886 | D | — | — | (F2) Represents a 5% vesting on December 3, 2022, with a release date of December 5, 2022, the first business day following vesting. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 4 | Common | Common stock | 2022-12-05 | F | D | 132 | $36.98 | 27,754 | D | — | — | |
| 5 | Common | Common stock | 2022-12-05 | M | A | 362 | $0.00 | 28,116 | D | — | — | (F3) Represents a 5% vesting on December 5, 2022. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 6 | Common | Common stock | 2022-12-05 | F | D | 143 | $36.98 | 27,973 | D | — | — | |
| 7 | Common | Common stock | 2022-12-06 | F | D | 154 | $35.54 | 28,210 | D | — | — | (F5) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 8 | Common | Common stock | 2022-12-06 | M | A | 391 | $0.00 | 28,364 | D | — | — | (F4) Represents a 5% vesting on December 6, 2022. The original grant was 7,806 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 9 | Derivative | Restricted Stock Units | 2022-12-05 | M | D | 362 | $0.00 | 363 | D | $0.00 · 2019-03-05 to — | 362 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F3) Represents a 5% vesting on December 5, 2022. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |
| 10 | Derivative | Restricted Stock Units | 2022-12-05 | M | D | 335 | $0.00 | 3,009 | D | $0.00 · 2021-03-03 to — | 335 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on December 3, 2022, with a release date of December 5, 2022, the first business day following vesting. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |
| 11 | Derivative | Restricted Stock Units | 2022-12-02 | M | D | 192 | $0.00 | 2,498 | D | $0.00 · 2022-03-02 to — | 192 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on December 2, 2022. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |
| 12 | Derivative | Restricted Stock Units | 2022-12-06 | M | D | 391 | $0.00 | 1,951 | D | $0.00 · 2020-03-06 to — | 391 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F4) Represents a 5% vesting on December 6, 2022. The original grant was 7,806 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |